# Zion Capital LLC

> Zion Capital LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 11, 2024.

- CRD: 307421
- Filed as: ZION CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Louisiana
- Filing period: October 2026
- Form ADV filing dated: February 11, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/307421
- AdvisorCensus page: https://advisorcensus.com/firm/zion-capital-llc-307421

## Quick answers

**How is Zion Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zion Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Zion Capital LLC registered with the SEC or a state?**
Zion Capital LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307421.

**How much does Zion Capital LLC manage?**
Zion Capital LLC reports $1,175,000 in regulatory assets under management in its Form ADV filing dated February 11, 2024 (100% discretionary).

**What types of clients does Zion Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6); corporations or other businesses not listed above (1).

**Does Zion Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307421

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,175,000
- Discretionary: $1,175,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,100,000 |
| Corporations or other businesses not listed above | 1 | $75,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- zioncapitalwm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zion Capital LLC (CRD 307421): Form ADV filing data as of October 2026.