# Zimmermann Alan L

> Zimmermann Alan L is an SEC-registered investment advisory firm, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 106286
- Filed as: ZIMMERMANN ALAN L
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106286
- AdvisorCensus page: https://advisorcensus.com/firm/zimmermann-alan-l-106286

## Quick answers

**How is Zimmermann Alan L compensated?**
On its Form ADV (Item 5.E, October 2026), Zimmermann Alan L reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Zimmermann Alan L registered with the SEC or a state?**
Zimmermann Alan L is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 106286.

**How much does Zimmermann Alan L manage?**
Zimmermann Alan L reports $209,246,390 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Zimmermann Alan L's assets and staff changed since 2021?**
In the Form ADV data for Zimmermann Alan L: Regulatory assets under management: $200,924,081 in the October 2021 data and $209,246,390 in the October 2026 data, up 4%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Zimmermann Alan L serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (1).

**Does Zimmermann Alan L report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106286

**What changed in Zimmermann Alan L's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $189,956,223 to $209,246,390 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $209,246,390
- Discretionary: $209,246,390
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $667,354 |
| High net worth individuals | 20 | $208,579,036 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $200,924,081 | 1 | March 17, 2021 |
| October 2022 | $198,863,992 | 1 | March 17, 2022 |
| October 2023 | $158,649,796 | 1 | March 16, 2023 |
| October 2024 | $167,346,885 | 481 | March 8, 2024 |
| October 2025 | $189,956,223 | 1 | February 26, 2025 |
| October 2026 | $209,246,390 | 1 | March 17, 2026 |

Regulatory assets under management: $200,924,081 in the October 2021 data and $209,246,390 in the October 2026 data, up 4%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $189,956,223 to $209,246,390 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zimmermann Alan L (CRD 106286): Form ADV filing data as of October 2026.