# ZIA Capital Investments LLC

> ZIA Capital Investments LLC is a state-registered investment advisory firm in Albuquerque, NM, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 332414
- Filed as: ZIA CAPITAL INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Albuquerque, NM
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332414
- AdvisorCensus page: https://advisorcensus.com/firm/zia-capital-investments-llc-albuquerque-nm-332414

## Quick answers

**How is ZIA Capital Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ZIA Capital Investments LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is ZIA Capital Investments LLC located?**
ZIA Capital Investments LLC's principal office is in Albuquerque, NM, according to its Form ADV.

**Is ZIA Capital Investments LLC registered with the SEC or a state?**
ZIA Capital Investments LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332414.

**How much does ZIA Capital Investments LLC manage?**
ZIA Capital Investments LLC reports $10,637,146 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary).

**What types of clients does ZIA Capital Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); banking or thrift institutions (1); charitable organizations (1).

**Does ZIA Capital Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332414

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,637,146
- Discretionary: $10,637,146
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $9,501,889 |
| Banking or thrift institutions | 1 | $1,084,913 |
| Charitable organizations | 1 | $50,344 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (1 year)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NM, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ziacap.com/lander

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ZIA Capital Investments LLC (CRD 332414): Form ADV filing data as of October 2026.