# Zero Day Capital Enterprises LLC

> Zero Day Capital Enterprises LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 19, 2026.

- CRD: 331228
- Filed as: ZERO DAY CAPITAL ENTERPRISES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331228
- AdvisorCensus page: https://advisorcensus.com/firm/zero-day-capital-enterprises-llc-331228

## Quick answers

**How is Zero Day Capital Enterprises LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zero Day Capital Enterprises LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Zero Day Capital Enterprises LLC registered with the SEC or a state?**
Zero Day Capital Enterprises LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331228.

**How much does Zero Day Capital Enterprises LLC manage?**
Zero Day Capital Enterprises LLC reports $30,731,077 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (100% discretionary).

**How have Zero Day Capital Enterprises LLC's assets and staff changed since 2024?**
In the Form ADV data for Zero Day Capital Enterprises LLC: Regulatory assets under management: $34,966,839 in the October 2024 data and $30,731,077 in the October 2026 data, down 12%. Total employees: 1 in October 2024 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Zero Day Capital Enterprises LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (14); charitable organizations (1).

**Which custodians does Zero Day Capital Enterprises LLC use?**
Zero Day Capital Enterprises LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Zero Day Capital Enterprises LLC report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.B(2) (charge for a listed misdemeanor in the past ten years), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331228

**Does Zero Day Capital Enterprises LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 21, 2026 says: "Zero Day does not require a minimum to open an account."

**What changed in Zero Day Capital Enterprises LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 16 to 15. Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 21, 2026)

- Account minimum: None

> Zero Day does not require a minimum to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $30,731,077
- Discretionary: $30,731,077
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 116 | $10,947,765 |
| High net worth individuals | 14 | $17,988,962 |
| Charitable organizations | 1 | $1,794,350 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 15 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IA, ID, MI, NC, NJ, NV, NY, OK, OR, SC, TN, TX, UT
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.B(2): In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331228

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Tampa, FL
- Temecula, CA
- West des Moines, IA

### Websites listed on Form ADV (Item 1.I)
- zerodaycapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $34,966,839 | 1 | September 5, 2024 |
| October 2025 | $38,196,585 | 15 | July 30, 2025 |
| October 2026 | $30,731,077 | 15 | August 19, 2026 |

Regulatory assets under management: $34,966,839 in the October 2024 data and $30,731,077 in the October 2026 data, down 12%.
Total employees: 1 in October 2024 and 15 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 16 to 15.
- Registered or notice-filed in CO.

### July 2026
- Employees performing advisory functions went from 15 to 16.
- Registered or notice-filed in SC.

### June 2026
- Employees performing advisory functions went from 16 to 15.

### May 2026
- Item 11 disclosure answers changed: 6 yes answers, previously 4 (now yes: 11.A(1), 11.A(2)).
- Employees performing advisory functions went from 15 to 16.
- Registered or notice-filed in NV, OR.

### February 2026
- Regulatory assets under management went from $38,196,585 to $30,731,077 (-20%).
- Employees performing advisory functions went from 14 to 15.
- Added an office in West des Moines, IA.
- Registered or notice-filed in IA.

### December 2025
- Employees performing advisory functions went from 15 to 14.
- Registered or notice-filed in GA, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zero Day Capital Enterprises LLC (CRD 331228): Form ADV filing data as of October 2026.