# Zenith Investment Management, LLC

> Zenith Investment Management, LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 288565
- Filed as: ZENITH INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288565
- AdvisorCensus page: https://advisorcensus.com/firm/zenith-investment-management-llc-scottsdale-az-288565

## Quick answers

**How is Zenith Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zenith Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Zenith Investment Management, LLC located?**
Zenith Investment Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Zenith Investment Management, LLC registered with the SEC or a state?**
Zenith Investment Management, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288565.

**How much does Zenith Investment Management, LLC manage?**
Zenith Investment Management, LLC reports $82,358,295 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary).

**What types of clients does Zenith Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (72); high net worth individuals (29); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Zenith Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288565

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $82,358,295
- Discretionary: $82,358,295
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $23,963,551 |
| High net worth individuals | 29 | $53,751,013 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4,643,731 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [zenithim.com](https://zenithim.com)
- Facebook @zenithim
- Instagram @zenith_i_m
- LinkedIn @zenith-investmentmanagement
- LinkedIn @dfernandescrpc
- LinkedIn @jacob-chaparro-130458133
- LinkedIn @jonathan-hoffman-180731ba
- YouTube @UCzS1D9iDF5Qa73WHEOwSoW

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zenith Investment Management, LLC (CRD 288565): Form ADV filing data as of October 2026.