# ZE Capital LLC

> ZE Capital LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 301192
- Filed as: ZE CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/301192
- AdvisorCensus page: https://advisorcensus.com/firm/ze-capital-llc-301192

## Quick answers

**How is ZE Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ZE Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is ZE Capital LLC registered with the SEC or a state?**
ZE Capital LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 301192.

**How much does ZE Capital LLC manage?**
ZE Capital LLC reports $9,719,367 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**What types of clients does ZE Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does ZE Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301192

**What changed in ZE Capital LLC's recent Form ADV filings?**
In the October 2026 filing data: Changed its legal name from Gaines Capital, LLC to ZE Capital LLC. Regulatory assets under management went from $11,685,407 to $9,719,367 (-17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $9,719,367
- Discretionary: $9,719,367
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $9,719,367 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ze-cap.com

## Changes in the filing (last 12 months)

### October 2026
- Changed its legal name from Gaines Capital, LLC to ZE Capital LLC.
- Regulatory assets under management went from $11,685,407 to $9,719,367 (-17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ZE Capital LLC (CRD 301192): Form ADV filing data as of October 2026.