# Zaks Investment Advisory Service, LLC

> Zaks Investment Advisory Service, LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 10, 2024.

- CRD: 137934
- Filed as: ZAKS INVESTMENT ADVISORY SERVICE, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: December 10, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137934
- AdvisorCensus page: https://advisorcensus.com/firm/zaks-investment-advisory-service-llc-chicago-il-137934

## Quick answers

**How is Zaks Investment Advisory Service, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zaks Investment Advisory Service, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Zaks Investment Advisory Service, LLC located?**
Zaks Investment Advisory Service, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Zaks Investment Advisory Service, LLC registered with the SEC or a state?**
Zaks Investment Advisory Service, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 137934.

**How much does Zaks Investment Advisory Service, LLC manage?**
Zaks Investment Advisory Service, LLC reports $3,000,000 in regulatory assets under management in its Form ADV filing dated December 10, 2024 (100% discretionary).

**Does Zaks Investment Advisory Service, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137934

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,000,000
- Discretionary: $3,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zaks Investment Advisory Service, LLC (CRD 137934): Form ADV filing data as of October 2026.