# Zacks Intelligence LLC

> Zacks Intelligence LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 29, 2026.

- CRD: 333798
- Filed as: ZACKS INTELLIGENCE LLC
- Also doing business as: ZACKS WEALTH PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333798
- AdvisorCensus page: https://advisorcensus.com/firm/zacks-intelligence-llc-chicago-il-333798

## Quick answers

**How is Zacks Intelligence LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Zacks Intelligence LLC reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); other.

**Where is Zacks Intelligence LLC located?**
Zacks Intelligence LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Zacks Intelligence LLC registered with the SEC or a state?**
Zacks Intelligence LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333798.

**How much does Zacks Intelligence LLC manage?**
Zacks Intelligence LLC reports $2 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (100% discretionary).

**How have Zacks Intelligence LLC's assets and staff changed since 2025?**
In the Form ADV data for Zacks Intelligence LLC: Total employees: 7 in October 2025 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Zacks Intelligence LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1).

**Which custodians does Zacks Intelligence LLC use?**
Zacks Intelligence LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Zacks Intelligence LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333798

**What changed in Zacks Intelligence LLC's recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 0 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2
- Discretionary: $2
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $2 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2024 (1 year)
- Employees: 10 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- zacksinsight.com
- zacksinsights.com
- zacksintelligence.com
- zackswp.com
- Facebook @Zacks-Insight
- LinkedIn @zacks-intelligence

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 7 | May 29, 2025 |
| October 2026 | $2 | 10 | May 29, 2026 |

Total employees: 7 in October 2025 and 10 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 0 to 3.

### May 2026
- Added the business name Zacks Wealth Partners.

### March 2026
- Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Zacks Intelligence LLC (CRD 333798): Form ADV filing data as of October 2026.