# Yorktown Management and Research Co Inc

> Yorktown Management and Research Co Inc is an SEC-registered investment advisory firm in Forest, VA, registered since 1985, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 105083
- Filed as: YORKTOWN MANAGEMENT AND RESEARCH CO INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Forest, VA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105083
- AdvisorCensus page: https://advisorcensus.com/firm/yorktown-management-and-research-co-inc-forest-va-105083

## Quick answers

**How is Yorktown Management and Research Co Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Yorktown Management and Research Co Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Yorktown Management and Research Co Inc located?**
Yorktown Management and Research Co Inc's principal office is in Forest, VA, according to its Form ADV.

**Is Yorktown Management and Research Co Inc registered with the SEC or a state?**
Yorktown Management and Research Co Inc is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 105083.

**How much does Yorktown Management and Research Co Inc manage?**
Yorktown Management and Research Co Inc reports $677,085,322 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Yorktown Management and Research Co Inc's assets and staff changed since 2021?**
In the Form ADV data for Yorktown Management and Research Co Inc: Regulatory assets under management: $1,161,122,773 in the October 2021 data and $677,085,322 in the October 2026 data, down 42%. Total employees: 19 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Yorktown Management and Research Co Inc serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Yorktown Management and Research Co Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105083

**What changed in Yorktown Management and Research Co Inc's recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $677,085,322
- Discretionary: $677,085,322
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $677,085,322 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1985 (41 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,161,122,773 | 19 | January 13, 2021 |
| October 2022 | $1,129,612,509 | 17 | March 29, 2022 |
| October 2023 | $753,424,110 | 13 | March 13, 2023 |
| October 2024 | $678,288,835 | 12 | March 21, 2024 |
| October 2025 | $692,421,793 | 9 | March 27, 2025 |
| October 2026 | $677,085,322 | 9 | March 24, 2026 |

Regulatory assets under management: $1,161,122,773 in the October 2021 data and $677,085,322 in the October 2026 data, down 42%.
Total employees: 19 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yorktown Management and Research Co Inc (CRD 105083): Form ADV filing data as of October 2026.