# York Capital Management

> York Capital Management is an SEC-registered investment advisory firm in New York, NY, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 140336
- Filed as: YORK CAPITAL MANAGEMENT
- Legal name: York Capital Management Global Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140336
- AdvisorCensus page: https://advisorcensus.com/firm/york-capital-management-new-york-ny-140336

## Quick answers

**How is York Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), York Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does York Capital Management charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is York Capital Management located?**
York Capital Management's principal office is in New York, NY, according to its Form ADV.

**Is York Capital Management registered with the SEC or a state?**
York Capital Management is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 140336.

**How much does York Capital Management manage?**
York Capital Management reports $3,264,539,523 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have York Capital Management's assets and staff changed since 2021?**
In the Form ADV data for York Capital Management: Regulatory assets under management: $16,796,926,211 in the October 2021 data and $3,264,539,523 in the October 2026 data, down 81%. Total employees: 159 in October 2021 and 43 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does York Capital Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (17).

**Does York Capital Management report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140336

**What changed in York Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,617,664,000 to $3,264,539,523 (+102%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> The Adviser generally receives an annual management fee of between 1% and 2% for each Fund’s assets under management, paid either monthly or quarterly, in advance based on the net asset value of the Fund at the beginning of the applicable month or quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,264,539,523
- Discretionary: $3,264,539,523
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $3,264,539,523 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 43 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140336

### Websites listed on Form ADV (Item 1.I)
- [yorkcapital.com](https://yorkcapital.com)
- LinkedIn @york-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $16,796,926,211 | 159 | July 15, 2021 |
| October 2022 | $6,334,757,000 | 64 | July 5, 2022 |
| October 2023 | $2,065,716,000 | 53 | June 9, 2023 |
| October 2024 | $1,709,437,606 | 50 | March 27, 2024 |
| October 2025 | $1,617,664,000 | 45 | March 26, 2025 |
| October 2026 | $3,264,539,523 | 43 | March 27, 2026 |

Regulatory assets under management: $16,796,926,211 in the October 2021 data and $3,264,539,523 in the October 2026 data, down 81%.
Total employees: 159 in October 2021 and 43 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,617,664,000 to $3,264,539,523 (+102%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. York Capital Management (CRD 140336): Form ADV filing data as of October 2026.