# YON Drake & Associates Inc

> YON Drake & Associates Inc is an SEC-registered investment advisory firm in Columbia, SC, registered since 1995, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 111491
- Filed as: YON DRAKE & ASSOCIATES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbia, SC
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111491
- AdvisorCensus page: https://advisorcensus.com/firm/yon-drake-and-associates-inc-columbia-sc-111491

## Quick answers

**How is YON Drake & Associates Inc compensated?**
On its Form ADV (Item 5.E, October 2026), YON Drake & Associates Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does YON Drake & Associates Inc charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is YON Drake & Associates Inc located?**
YON Drake & Associates Inc's principal office is in Columbia, SC, according to its Form ADV.

**Is YON Drake & Associates Inc registered with the SEC or a state?**
YON Drake & Associates Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 111491.

**How much does YON Drake & Associates Inc manage?**
YON Drake & Associates Inc reports $304,704,711 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**How have YON Drake & Associates Inc's assets and staff changed since 2021?**
In the Form ADV data for YON Drake & Associates Inc: Regulatory assets under management: $1,200,227,846 in the October 2021 data and $304,704,711 in the October 2026 data, down 75%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does YON Drake & Associates Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111491

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.25% of assets a year

> Our fees schedule is 0.25% (25 basis points) of assets. All fees and expenses are negotiable based on the complexity, size of assets and unique circumstances of each client assignment.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $304,704,711
- Discretionary: $0
- Non-discretionary: $304,704,711

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $285,688,526 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Fewer than 5 | $19,016,185 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1995 (31 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [yondrake.com](https://yondrake.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,200,227,846 | 4 | March 31, 2021 |
| October 2022 | $631,096,723 | 3 | March 31, 2022 |
| October 2023 | $529,514,914 | 3 | March 31, 2023 |
| October 2024 | $261,874,476 | 2 | March 29, 2024 |
| October 2025 | $281,321,319 | 2 | March 28, 2025 |
| October 2026 | $304,704,711 | 2 | March 30, 2026 |

Regulatory assets under management: $1,200,227,846 in the October 2021 data and $304,704,711 in the October 2026 data, down 75%.
Total employees: 4 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. YON Drake & Associates Inc (CRD 111491): Form ADV filing data as of October 2026.