# Yoffe Investment Management, LLC

> Yoffe Investment Management, LLC is an SEC-registered investment advisory firm in Lemoyne, PA, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.

- CRD: 173454
- Filed as: YOFFE INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lemoyne, PA
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173454
- AdvisorCensus page: https://advisorcensus.com/firm/yoffe-investment-management-llc-lemoyne-pa-173454

## Quick answers

**How is Yoffe Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Yoffe Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Yoffe Investment Management, LLC located?**
Yoffe Investment Management, LLC's principal office is in Lemoyne, PA, according to its Form ADV.

**Is Yoffe Investment Management, LLC registered with the SEC or a state?**
Yoffe Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 173454.

**How much does Yoffe Investment Management, LLC manage?**
Yoffe Investment Management, LLC reports $174,894,091 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary).

**How have Yoffe Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Yoffe Investment Management, LLC: Regulatory assets under management: $154,229,323 in the October 2021 data and $174,894,091 in the October 2026 data, up 13%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Yoffe Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10); individuals (other than high net worth individuals) (2); charitable organizations (1).

**Which custodians does Yoffe Investment Management, LLC use?**
Yoffe Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Yoffe Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173454

**What changed in Yoffe Investment Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $149,705,088 to $174,894,091 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,894,091
- Discretionary: $174,894,091
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $1,593,448 |
| High net worth individuals | 10 | $173,249,385 |
| Charitable organizations | 1 | $51,258 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $154,229,323 | 1 | August 27, 2021 |
| October 2022 | $177,507,069 | 1 | January 28, 2022 |
| October 2023 | $119,259,345 | 1 | August 21, 2023 |
| October 2024 | $134,738,147 | 1 | February 27, 2024 |
| October 2025 | $149,705,088 | 1 | February 12, 2025 |
| October 2026 | $174,894,091 | 1 | February 5, 2026 |

Regulatory assets under management: $154,229,323 in the October 2021 data and $174,894,091 in the October 2026 data, up 13%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $149,705,088 to $174,894,091 (+17%).

### January 2026
- No longer registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yoffe Investment Management, LLC (CRD 173454): Form ADV filing data as of October 2026.