{
  "crd_number": 129823,
  "slug": "yh-and-c-investments-inc-129823",
  "primary_business_name": "YH&C INVESTMENTS INC.",
  "legal_name": "YH&C INVESTMENTS INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2004-03-29",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-01-20",
  "carried_forward": false,
  "raum_total": 27865814.0,
  "raum_discretionary": 3967697.0,
  "raum_non_discretionary": 23898117.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 2200000.0,
      "count": 13
    },
    "pension_profit_sharing": {
      "raum": 8482250.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 17183564.0,
      "count": 16
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "NV"
  ],
  "websites": [
    "https://facebook.com/Y-H-C-INVESTMENTS-20643572341",
    "https://ibkram.com/YHC-INVESTMENTS?PORTFOLIO=CONCENTRATED-GARP",
    "https://ibkram.com/YHC-INVESTMENTS?PORTFOLIO=LONG-TERM-GARP",
    "https://linkedin.com/IN/YALE-BOCK-6A33892",
    "https://twitter.com/YBOCK",
    "https://y-hc.com",
    "https://yhcinvestments.substack.com/publish/posts/detail/155839176?referrer=%2Fpublish%2Fposts"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129823",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/yh-and-c-investments-inc-129823",
  "display_name": "YH&C Investments Inc.",
  "summary": "YH&C Investments Inc. is a state-registered investment advisory firm, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.",
  "citation": "AdvisorCensus. YH&C Investments Inc. (CRD 129823): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is YH&C Investments Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), YH&C Investments Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is YH&C Investments Inc. registered with the SEC or a state?",
      "a": "YH&C Investments Inc. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 129823."
    },
    {
      "q": "How much does YH&C Investments Inc. manage?",
      "a": "YH&C Investments Inc. reports $27,865,814 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (14% discretionary)."
    },
    {
      "q": "What types of clients does YH&C Investments Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (13)."
    },
    {
      "q": "Does YH&C Investments Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129823"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/yh-and-c-investments-inc-129823.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 13,
      "fewer_than_5": false,
      "raum": 2200000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 16,
      "fewer_than_5": false,
      "raum": 17183564.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 8482250.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129823",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}