# Yegen Financial Group, Ltd

> Yegen Financial Group, Ltd is a state-registered investment advisory firm, registered since 1990, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 121580
- Filed as: YEGEN FINANCIAL GROUP, LTD
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121580
- AdvisorCensus page: https://advisorcensus.com/firm/yegen-financial-group-ltd-121580

## Quick answers

**How is Yegen Financial Group, Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Yegen Financial Group, Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Yegen Financial Group, Ltd registered with the SEC or a state?**
Yegen Financial Group, Ltd is a state-registered investment advisory firm, registered since 1990. Status as filed: APPROVED. CRD 121580.

**How much does Yegen Financial Group, Ltd manage?**
Yegen Financial Group, Ltd reports $12,192,827 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**Does Yegen Financial Group, Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121580

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,192,827
- Discretionary: $12,192,827
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $12,192,827 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1990 (35 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yegen Financial Group, Ltd (CRD 121580): Form ADV filing data as of October 2026.