{ "crd_number": 324099, "slug": "yayati-asset-management-llc-newport-beach-ca-324099", "primary_business_name": "YAYATI ASSET MANAGEMENT, LLC", "legal_name": "YAYATI ASSET MANAGEMENT, LLC", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2023-05-19", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-09-18", "carried_forward": false, "raum_total": 2958961.0, "raum_discretionary": 2958961.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 0.0, "count": 0 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 1963719.0, "count": 3, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 995242.0, "count": 1, "fewer_than_5": true }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NJ" ], "websites": [ "https://linkedin.com/company/yayatiam", "https://linkedin.com/showcase/volt-by-yayatiam", "https://volt.yayatiam.com", "https://yayatiam.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324099", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/yayati-asset-management-llc-newport-beach-ca-324099", "display_name": "Yayati Asset Management, LLC", "summary": "Yayati Asset Management, LLC is a state-registered investment advisory firm in Newport Beach, CA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.", "citation": "AdvisorCensus. Yayati Asset Management, LLC (CRD 324099): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Yayati Asset Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Yayati Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Yayati Asset Management, LLC located?", "a": "Yayati Asset Management, LLC's principal office is in Newport Beach, CA, according to its Form ADV." }, { "q": "Is Yayati Asset Management, LLC registered with the SEC or a state?", "a": "Yayati Asset Management, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 324099." }, { "q": "How much does Yayati Asset Management, LLC manage?", "a": "Yayati Asset Management, LLC reports $2,958,961 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (100% discretionary)." }, { "q": "What types of clients does Yayati Asset Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (3); corporations or other businesses not listed above (1)." }, { "q": "Does Yayati Asset Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324099" }, { "q": "What changed in Yayati Asset Management, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 4 to 3." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 4 to 3." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/yayati-asset-management-llc-newport-beach-ca-324099.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 3, "fewer_than_5": true, "raum": 1963719.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 995242.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324099", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }