# Yavapai Financial Planning, L.L.C.

> Yavapai Financial Planning, L.L.C. is a state-registered investment advisory firm in Prescott, AZ, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 115912
- Filed as: YAVAPAI FINANCIAL PLANNING, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Prescott, AZ
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115912
- AdvisorCensus page: https://advisorcensus.com/firm/yavapai-financial-planning-l-l-c-prescott-az-115912

## Quick answers

**How is Yavapai Financial Planning, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Yavapai Financial Planning, L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Yavapai Financial Planning, L.L.C. located?**
Yavapai Financial Planning, L.L.C.'s principal office is in Prescott, AZ, according to its Form ADV.

**Is Yavapai Financial Planning, L.L.C. registered with the SEC or a state?**
Yavapai Financial Planning, L.L.C. is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 115912.

**How much does Yavapai Financial Planning, L.L.C. manage?**
Yavapai Financial Planning, L.L.C. reports $47,327,107 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (0% discretionary).

**What types of clients does Yavapai Financial Planning, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (14); charitable organizations (7).

**Does Yavapai Financial Planning, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115912

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $47,327,107
- Discretionary: $0
- Non-discretionary: $47,327,107

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $22,477,137 |
| High net worth individuals | 14 | $17,532,880 |
| Charitable organizations | 7 | $2,891,005 |
| Corporations or other businesses not listed above | Fewer than 5 | $4,426,085 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2000 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- yfplan.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yavapai Financial Planning, L.L.C. (CRD 115912): Form ADV filing data as of October 2026.