# Yaupon Capital Management LP

> Yaupon Capital Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 298556
- Filed as: YAUPON CAPITAL MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298556
- AdvisorCensus page: https://advisorcensus.com/firm/yaupon-capital-management-lp-new-york-ny-298556

## Quick answers

**How is Yaupon Capital Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Yaupon Capital Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Yaupon Capital Management LP located?**
Yaupon Capital Management LP's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Yaupon Capital Management LP registered with the SEC or a state?**
Yaupon Capital Management LP is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298556.

**How much does Yaupon Capital Management LP manage?**
Yaupon Capital Management LP reports $4,684,175,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Yaupon Capital Management LP's assets and staff changed since 2021?**
In the Form ADV data for Yaupon Capital Management LP: Regulatory assets under management: $333,591,060 in the October 2021 data and $4,684,175,000 in the October 2026 data, up 1304%. Total employees: 8 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Yaupon Capital Management LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does Yaupon Capital Management LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298556

**What changed in Yaupon Capital Management LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 14. Regulatory assets under management went from $3,645,096,000 to $4,684,175,000 (+29%). Added an office in Dallas, TX. No longer lists an office in North Miami, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $4,684,175,000
- Discretionary: $4,684,175,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $4,684,175,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 20 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- yauponcap.com
- LinkedIn @yaupon-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $333,591,060 | 8 | March 30, 2021 |
| October 2022 | $499,925,000 | 9 | August 30, 2022 |
| October 2023 | $1,426,932,891 | 13 | March 31, 2023 |
| October 2024 | $2,795,568,000 | 15 | September 20, 2024 |
| October 2025 | $3,645,096,000 | 17 | March 28, 2025 |
| October 2026 | $4,684,175,000 | 20 | March 31, 2026 |

Regulatory assets under management: $333,591,060 in the October 2021 data and $4,684,175,000 in the October 2026 data, up 1304%.
Total employees: 8 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 14.
- Regulatory assets under management went from $3,645,096,000 to $4,684,175,000 (+29%).
- Added an office in Dallas, TX.
- No longer lists an office in North Miami, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yaupon Capital Management LP (CRD 298556): Form ADV filing data as of October 2026.