# Yale Capital Corp.

> Yale Capital Corp. is an SEC-registered investment advisory firm in St. Petersburg, FL, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 126992
- Filed as: YALE CAPITAL CORP.
- Legal name: Texas Yale Capital Corp.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Petersburg, FL
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126992
- AdvisorCensus page: https://advisorcensus.com/firm/yale-capital-corp-st-petersburg-fl-126992

## Quick answers

**How is Yale Capital Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Yale Capital Corp. reports these compensation arrangements: a percentage of assets under its management.

**Where is Yale Capital Corp. located?**
Yale Capital Corp.'s principal office is in St. Petersburg, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Yale Capital Corp. registered with the SEC or a state?**
Yale Capital Corp. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 126992.

**How much does Yale Capital Corp. manage?**
Yale Capital Corp. reports $5,621,296,070 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).

**How have Yale Capital Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Yale Capital Corp.: Regulatory assets under management: $2,045,427,322 in the October 2021 data and $5,621,296,070 in the October 2026 data, up 175%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Yale Capital Corp. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (118).

**Which custodians does Yale Capital Corp. use?**
Yale Capital Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Yale Capital Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126992

**Does Yale Capital Corp. state an account minimum?**
Its Form ADV Part 2A brochure dated August 28, 2026 says: "The minimum account size is $10,000,000. However, YCC has discretion to waive the account minimum: accounts that do not meet the account minimum may be set up when the client and YCC anticipate the client will add additional funds to the accounts bringing the total up to $10,000,000 within a reasonable time frame."

**What changed in Yale Capital Corp.'s recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $4,924,925,863 to $5,621,296,070 (+14%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 28, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $10,000,000. However, YCC has discretion to waive the account minimum: accounts that do not meet the account minimum may be set up when the client and YCC anticipate the client will add additional funds to the accounts bringing the total up to $10,000,000 within a reasonable time frame.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,621,296,070
- Discretionary: $5,621,296,070
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 118 | $5,621,296,070 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2005 (21 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, LA, NE, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- St Petersburg, FL

### Websites listed on Form ADV (Item 1.I)
- yalecapital.com
- yalecapitalcorp.com
- yalecapitalcorpmlp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,045,427,322 | 7 | March 29, 2021 |
| October 2022 | $2,450,907,779 | 7 | March 29, 2022 |
| October 2023 | $2,852,043,210 | 6 | August 1, 2023 |
| October 2024 | $3,454,023,737 | 6 | March 26, 2024 |
| October 2025 | $4,043,423,072 | 7 | July 30, 2025 |
| October 2026 | $5,621,296,070 | 7 | August 28, 2026 |

Regulatory assets under management: $2,045,427,322 in the October 2021 data and $5,621,296,070 in the October 2026 data, up 175%.
Total employees: 7 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $4,924,925,863 to $5,621,296,070 (+14%).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $4,043,423,072 to $4,924,925,863 (+22%).

### January 2026
- No longer registered or notice-filed in PR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yale Capital Corp. (CRD 126992): Form ADV filing data as of October 2026.