# Yakira Capital Management, Inc.

> Yakira Capital Management, Inc. is an SEC-registered investment advisory firm in Westport, CT, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 159398
- Filed as: YAKIRA CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159398
- AdvisorCensus page: https://advisorcensus.com/firm/yakira-capital-management-inc-westport-ct-159398

## Quick answers

**How is Yakira Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Yakira Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Yakira Capital Management, Inc. located?**
Yakira Capital Management, Inc.'s principal office is in Westport, CT, according to its Form ADV.

**Is Yakira Capital Management, Inc. registered with the SEC or a state?**
Yakira Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159398.

**How much does Yakira Capital Management, Inc. manage?**
Yakira Capital Management, Inc. reports $411,590,628 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**How have Yakira Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Yakira Capital Management, Inc.: Regulatory assets under management: $472,934,804 in the October 2021 data and $411,590,628 in the October 2026 data, down 13%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Yakira Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Yakira Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159398

**Does Yakira Capital Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 22, 2026 says: "The minimum initial investment in the Fund s is generally $1,000,000 which is subject to change or waiver at the discretion of the Adviser."

**What changed in Yakira Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $347,928,451 to $393,294,981 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 22, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum initial investment in the Fund s is generally $1,000,000 which is subject to change or waiver at the discretion of the Adviser.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $411,590,628
- Discretionary: $411,590,628
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $411,590,628 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @YAKIRA-CAPITAL-MANAGEMENT
- LinkedIn @YAKIRA-PARTNERS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $472,934,804 | 4 | April 9, 2021 |
| October 2022 | $848,190,470 | 5 | May 6, 2022 |
| October 2023 | $565,327,128 | 4 | April 19, 2023 |
| October 2024 | $372,500,049 | 4 | March 12, 2024 |
| October 2025 | $347,928,451 | 4 | March 24, 2025 |
| October 2026 | $411,590,628 | 4 | April 22, 2026 |

Regulatory assets under management: $472,934,804 in the October 2021 data and $411,590,628 in the October 2026 data, down 13%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $347,928,451 to $393,294,981 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Yakira Capital Management, Inc. (CRD 159398): Form ADV filing data as of October 2026.