# Y2K Financial LLC

> Y2K Financial LLC is a state-registered investment advisory firm, registered since 2020, with no regulatory assets under management reported in its Form ADV filing dated September 9, 2020.

- CRD: 310585
- Filed as: Y2K FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: September 9, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310585
- AdvisorCensus page: https://advisorcensus.com/firm/y2k-financial-llc-310585

## Quick answers

**How is Y2K Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Y2K Financial LLC reports these compensation arrangements: hourly charges.

**Is Y2K Financial LLC registered with the SEC or a state?**
Y2K Financial LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310585.

**Does Y2K Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310585

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sites.google.com/view/y2k-financial
- y2kfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Y2K Financial LLC (CRD 310585): Form ADV filing data as of October 2026.