{
  "crd_number": 299916,
  "slug": "y-intercept-hong-kong-limited-hong-kong-299916",
  "primary_business_name": "Y-INTERCEPT (HONG KONG) LIMITED",
  "legal_name": "Y-INTERCEPT (HONG KONG) LIMITED",
  "dbas": [
    "ZONG YING ZI BEN (XIANG GANG) YOU XIAN GONG SI"
  ],
  "city": "Hong Kong",
  "state": null,
  "country": "Hong Kong",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2018-12-17",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-07-21",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://hk.linkedin.com/company/y-intercept",
    "https://y-intercept.cn",
    "https://y-intercept.hk",
    "https://y-intercept.net",
    "https://y-intercept.org"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299916",
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/y-intercept-hong-kong-limited-hong-kong-299916",
  "display_name": "Y-Intercept (Hong Kong) Limited",
  "summary": "Y-Intercept (Hong Kong) Limited is an exempt reporting adviser in Hong Kong, Hong Kong, filing reports since 2018. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Y-Intercept (Hong Kong) Limited (CRD 299916): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Y-Intercept (Hong Kong) Limited located?",
      "a": "Y-Intercept (Hong Kong) Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV."
    },
    {
      "q": "How does Y-Intercept (Hong Kong) Limited report to regulators?",
      "a": "Y-Intercept (Hong Kong) Limited is an exempt reporting adviser, filing reports since 2018. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 299916."
    },
    {
      "q": "Does Y-Intercept (Hong Kong) Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299916"
    },
    {
      "q": "What changed in Y-Intercept (Hong Kong) Limited's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Added the business name Zong Ying ZI BEN (Xiang Gang) You Xian Gong SI."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-02-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-04-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-07-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-06-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-09-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-07-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Added the business name Zong Ying ZI BEN (Xiang Gang) You Xian Gong SI."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/y-intercept-hong-kong-limited-hong-kong-299916.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299916",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}