# XY Investments

> XY Investments is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 306443
- Filed as: XY INVESTMENTS
- Legal name: XY Investments (HK) Ltd
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306443
- AdvisorCensus page: https://advisorcensus.com/firm/xy-investments-hong-kong-306443

## Quick answers

**How is XY Investments compensated?**
On its Form ADV (Item 5.E, October 2026), XY Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does XY Investments charge?**
Its Form ADV Part 2A brochure dated September 16, 2025 states: Asset-based fee: 0.85% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is XY Investments located?**
XY Investments' principal office is in Hong Kong, Hong Kong, according to its Form ADV.

**Is XY Investments registered with the SEC or a state?**
XY Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306443.

**How much does XY Investments manage?**
XY Investments reports $7,479,187 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary).

**How have XY Investments' assets and staff changed since 2021?**
In the Form ADV data for XY Investments: Regulatory assets under management: $155,000,000 in the October 2021 data and $7,479,187 in the October 2026 data, down 95%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does XY Investments serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does XY Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306443

**What changed in XY Investments' recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $8,889,557 to $7,479,187 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated September 16, 2025)

- Asset-based fee: 0.85% to 1% a year (a range, as the brochure states it)

> Our fixed fees generally range from 0.85% to 1.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $7,479,187
- Discretionary: $7,479,187
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $7,479,187 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [xy-inv.com](https://xy-inv.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $155,000,000 | 5 | August 6, 2021 |
| October 2022 | $148,000,000 | 5 | September 29, 2022 |
| October 2023 | $107,000,000 | 4 | September 13, 2023 |
| October 2024 | $31,912,313 | 3 | August 29, 2024 |
| October 2025 | $31,912,313 | 3 | October 31, 2024 |
| October 2026 | $7,479,187 | 4 | September 16, 2026 |

Regulatory assets under management: $155,000,000 in the October 2021 data and $7,479,187 in the October 2026 data, down 95%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $8,889,557 to $7,479,187 (-16%).

### December 2025
- Regulatory assets under management went from $31,912,313 to $8,889,557 (-72%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. XY Investments (CRD 306443): Form ADV filing data as of October 2026.