# Worthpointe

> Worthpointe is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 143996
- Filed as: WORTHPOINTE
- Legal name: Worthpointe, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: La Jolla, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143996
- AdvisorCensus page: https://advisorcensus.com/firm/worthpointe-la-jolla-ca-143996

## Quick answers

**How is Worthpointe compensated?**
On its Form ADV (Item 5.E, October 2026), Worthpointe reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Worthpointe located?**
Worthpointe's principal office is in La Jolla, CA, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Worthpointe registered with the SEC or a state?**
Worthpointe is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143996.

**How much does Worthpointe manage?**
Worthpointe reports $1,057,380,274 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Worthpointe's assets and staff changed since 2021?**
In the Form ADV data for Worthpointe: Regulatory assets under management: $692,701,264 in the October 2021 data and $1,057,380,274 in the October 2026 data, up 53%. Total employees: 15 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Worthpointe serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (389); high net worth individuals (233); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Worthpointe use?**
Worthpointe's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Worthpointe report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143996

**Does Worthpointe state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "WorthPointe typically requires a minimum of $500,000 in assets under managment, but may lower or waive this minimum in WorthPointe's sole discretion."

**What changed in Worthpointe's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 9. Regulatory assets under management went from $885,560,603 to $1,057,380,274 (+19%). No longer lists an office in Bedford, TX. No longer lists an office in San Diego, CA. No longer lists an office in Willow Park, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> WorthPointe typically requires a minimum of $500,000 in assets under managment, but may lower or waive this minimum in WorthPointe's sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,057,380,274
- Discretionary: $1,057,380,274
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 389 | $140,993,233 |
| High net worth individuals | 233 | $870,393,622 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $12,005,682 |
| Charitable organizations | 1 | $460,163 |
| State or municipal government entities (including government pension plans) | 1 | $33,527,574 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 16 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, LA, NE, NJ, NM, NY, OK, OR, TX, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Austin, TX
- La Jolla, CA
- Newport Beach, CA
- Tyler, TX

### Websites listed on Form ADV (Item 1.I)
- worthpointeinvest.com
- Facebook @WORTHPOINTE
- Instagram @WORTHPOINTE
- LinkedIn @3197696
- X @WORTHPOINTE
- X @WorthPointe

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $692,701,264 | 15 | September 14, 2021 |
| October 2022 | $816,826,006 | 15 | March 25, 2022 |
| October 2023 | $733,347,335 | 16 | March 22, 2023 |
| October 2024 | $757,672,737 | 16 | September 5, 2024 |
| October 2025 | $885,560,603 | 16 | July 11, 2025 |
| October 2026 | $1,057,380,274 | 16 | March 31, 2026 |

Regulatory assets under management: $692,701,264 in the October 2021 data and $1,057,380,274 in the October 2026 data, up 53%.
Total employees: 15 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 9.
- Regulatory assets under management went from $885,560,603 to $1,057,380,274 (+19%).
- No longer lists an office in Bedford, TX.
- No longer lists an office in San Diego, CA.
- No longer lists an office in Willow Park, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Worthpointe (CRD 143996): Form ADV filing data as of October 2026.