# Worth Financial Group Inc.

> Worth Financial Group Inc. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 13478
- Filed as: WORTH FINANCIAL GROUP INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/13478
- AdvisorCensus page: https://advisorcensus.com/firm/worth-financial-group-inc-dallas-tx-13478

## Quick answers

**How is Worth Financial Group Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Worth Financial Group Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Worth Financial Group Inc. located?**
Worth Financial Group Inc.'s principal office is in Dallas, TX, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Worth Financial Group Inc. registered with the SEC or a state?**
Worth Financial Group Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 13478.

**How much does Worth Financial Group Inc. manage?**
Worth Financial Group Inc. reports $137,904,962 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary).

**What types of clients does Worth Financial Group Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (41); individuals (other than high net worth individuals) (17).

**Which custodians does Worth Financial Group Inc. use?**
Worth Financial Group Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Worth Financial Group Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/13478

**Does Worth Financial Group Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 21, 2026 says: "Minimum account value: $25,000 (may be aggregated among common ownership accounts & Worth may waive the account minimum or require a higher or lower minimum for an account, in its sole discretion)."

**What changed in Worth Financial Group Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $122,831,881 to $137,904,962 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 21, 2026)

- Account minimum: $25,000 (the brochure says it may be waived or negotiated)

> Minimum account value: $25,000 (may be aggregated among common ownership accounts & Worth may waive the account minimum or require a higher or lower minimum for an account, in its sole discretion).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $137,904,962
- Discretionary: $137,904,962
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $6,407,095 |
| High net worth individuals | 41 | $131,497,867 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 11 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Austin, TX
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- retirementplans.com/contact
- vistaprivate.com
- worthfinancialgroup.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $122,831,881 to $137,904,962 (+12%).

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Worth Financial Group Inc. (CRD 13478): Form ADV filing data as of October 2026.