{ "crd_number": 112276, "slug": "woodmont-advisory-group-inc-brandon-ms-112276", "primary_business_name": "WOODMONT ADVISORY GROUP, INC.", "legal_name": "WOODMONT ADVISORY GROUP, INC.", "dbas": [], "city": "Brandon", "state": "MS", "country": "United States", "cbsa_code": "27140", "metro": { "cbsa_code": "27140", "common_name": "Jackson", "msa_name": "Jackson, MS", "path": "/advisors/ms/jackson" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-06-01", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 91866028.0, "raum_discretionary": 91866028.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 18456874.0, "count": 290 }, "high_net_worth_individuals": { "raum": 73409154.0, "count": 8 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "LA", "MS", "TN", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112276", "city_as_filed": "BRANDON", "url": "https://advisorcensus.com/firm/woodmont-advisory-group-inc-brandon-ms-112276", "display_name": "Woodmont Advisory Group, Inc.", "summary": "Woodmont Advisory Group, Inc. is an SEC-registered investment advisory firm in Brandon, MS, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Woodmont Advisory Group, Inc. (CRD 112276): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Woodmont Advisory Group, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Woodmont Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Woodmont Advisory Group, Inc. located?", "a": "Woodmont Advisory Group, Inc.'s principal office is in Brandon, MS, according to its Form ADV." }, { "q": "Is Woodmont Advisory Group, Inc. registered with the SEC or a state?", "a": "Woodmont Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 112276." }, { "q": "How much does Woodmont Advisory Group, Inc. manage?", "a": "Woodmont Advisory Group, Inc. reports $91,866,028 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Woodmont Advisory Group, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Woodmont Advisory Group, Inc.: Regulatory assets under management: $175,007,151 in the October 2021 data and $91,866,028 in the October 2026 data, down 48%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Woodmont Advisory Group, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (290); high net worth individuals (8)." }, { "q": "Which custodians does Woodmont Advisory Group, Inc. use?", "a": "Woodmont Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Dreyfus Institutional Dept, Fidelity Brokerage Services LLC and Guggenheim Investments as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Woodmont Advisory Group, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112276" }, { "q": "Does Woodmont Advisory Group, Inc. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"We have no imposed minimum account size to be managed by us.\"" }, { "q": "What changed in Woodmont Advisory Group, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $125,441,866 to $91,866,028 (-27%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 175007151.0, "total_employees": 4, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 180899736.0, "total_employees": 4, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 172597662.0, "total_employees": 2, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 161153173.0, "total_employees": 2, "filing_date": "2024-04-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 125441866.0, "total_employees": 2, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 91866028.0, "total_employees": 2, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $125,441,866 to $91,866,028 (-27%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We have no imposed minimum account size to be managed by us." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We have no imposed minimum account size to be managed by us." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Dreyfus Institutional Dept", "name_as_filed": "DREYFUS INSTITUTIONAL DEPT", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "Guggenheim Investments", "name_as_filed": "GUGGENHEIM INVESTMENTS", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/woodmont-advisory-group-inc-brandon-ms-112276.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 290, "fewer_than_5": false, "raum": 18456874.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 8, "fewer_than_5": false, "raum": 73409154.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112276", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }