{
  "crd_number": 123279,
  "slug": "woodfield-financial-advisors-inc-deer-park-il-123279",
  "primary_business_name": "WOODFIELD FINANCIAL ADVISORS, INC.",
  "legal_name": "WOODFIELD FINANCIAL ADVISORS, INC.",
  "dbas": [
    "WOODFIELD FINANCIAL ADVISORS, INC."
  ],
  "city": "Deer Park",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-10-01",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 230069047.0,
  "raum_discretionary": 203740688.0,
  "raum_non_discretionary": 26328359.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 1066388.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 41413369.0,
      "count": 245
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 6
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 26328359.0,
      "count": 6
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 161260931.0,
      "count": 138
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "FL",
    "IL",
    "MD",
    "TN",
    "WI"
  ],
  "websites": [
    "https://facebook.com/woodfieldfinancial",
    "https://woodfieldfinancialadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123279",
  "city_as_filed": "DEER PARK",
  "url": "https://advisorcensus.com/firm/woodfield-financial-advisors-inc-deer-park-il-123279",
  "display_name": "Woodfield Financial Advisors, Inc.",
  "summary": "Woodfield Financial Advisors, Inc. is an SEC-registered investment advisory firm in Deer Park, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Woodfield Financial Advisors, Inc. (CRD 123279): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Woodfield Financial Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Woodfield Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Woodfield Financial Advisors, Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $5,000,000: 1% a year; $5,000,000 to $10,000,000: 0.8% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Woodfield Financial Advisors, Inc. located?",
      "a": "Woodfield Financial Advisors, Inc.'s principal office is in Deer Park, IL, according to its Form ADV."
    },
    {
      "q": "Is Woodfield Financial Advisors, Inc. registered with the SEC or a state?",
      "a": "Woodfield Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 123279."
    },
    {
      "q": "How much does Woodfield Financial Advisors, Inc. manage?",
      "a": "Woodfield Financial Advisors, Inc. reports $230,069,047 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (89% discretionary)."
    },
    {
      "q": "How have Woodfield Financial Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Woodfield Financial Advisors, Inc.: Regulatory assets under management: $135,995,406 in the October 2021 data and $230,069,047 in the October 2026 data, up 69%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Woodfield Financial Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (245); high net worth individuals (138); pension and profit sharing plans (but not the plan participants or government pension plans) (6)."
    },
    {
      "q": "Does Woodfield Financial Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123279"
    },
    {
      "q": "What changed in Woodfield Financial Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $186,655,848 to $230,069,047 (+23%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 135995406.0,
      "total_employees": 3,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 148662000.0,
      "total_employees": 3,
      "filing_date": "2022-02-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 133929104.0,
      "total_employees": 3,
      "filing_date": "2023-03-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 162654521.0,
      "total_employees": 3,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 186655848.0,
      "total_employees": 3,
      "filing_date": "2025-02-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 230069047.0,
      "total_employees": 3,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $186,655,848 to $230,069,047 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "tiers": [
      {
        "band": "Up to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.8%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $5,000,000: 1% a year",
          "$5,000,000 to $10,000,000: 0.8% a year",
          "Above $10,000,000: 0.5% a year"
        ],
        "quotes": [
          "The quarterly Investment Advisory Agreement fee is based on a percentage of the investable assets according to the following schedule: For services rendered, Advisor will debit a quarterly fee equal to 0.25%* (1% annual rate)",
          "[*applicable to the first $5 million aggregate client account(s) invested balance for all accounts held at Fidelity WealthScape, a quarterly fee of 0.20% (0.80% annual rate) applies to the aggregate client invested balance that exceeds $5 million asset value.",
          "A quarterly fee of 0.125% (0.50% annual rate) applies to the aggregate client invested balance that exceeds $10 million asset value."
        ]
      }
    ],
    "quotes": [
      "The quarterly Investment Advisory Agreement fee is based on a percentage of the investable assets according to the following schedule: For services rendered, Advisor will debit a quarterly fee equal to 0.25%* (1% annual rate)",
      "[*applicable to the first $5 million aggregate client account(s) invested balance for all accounts held at Fidelity WealthScape, a quarterly fee of 0.20% (0.80% annual rate) applies to the aggregate client invested balance that exceeds $5 million asset value.",
      "A quarterly fee of 0.125% (0.50% annual rate) applies to the aggregate client invested balance that exceeds $10 million asset value."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/woodfield-financial-advisors-inc-deer-park-il-123279.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 245,
      "fewer_than_5": false,
      "raum": 41413369.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 138,
      "fewer_than_5": false,
      "raum": 161260931.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 26328359.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1066388.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123279",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}