# Wood Capital Investments LLC

> Wood Capital Investments LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.

- CRD: 311573
- Filed as: WOOD CAPITAL INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311573
- AdvisorCensus page: https://advisorcensus.com/firm/wood-capital-investments-llc-311573

## Quick answers

**How is Wood Capital Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wood Capital Investments LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Wood Capital Investments LLC registered with the SEC or a state?**
Wood Capital Investments LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 311573.

**How much does Wood Capital Investments LLC manage?**
Wood Capital Investments LLC reports $24,800,000 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary).

**What types of clients does Wood Capital Investments LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (21).

**Does Wood Capital Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311573

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $24,800,000
- Discretionary: $24,800,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $6,500,000 |
| High net worth individuals | 26 | $18,300,000 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- woodcapital.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wood Capital Investments LLC (CRD 311573): Form ADV filing data as of October 2026.