# Womack Investment Advisers, Inc

> Womack Investment Advisers, Inc is a state-registered investment advisory firm in Edmond, OK, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 118081
- Filed as: WOMACK INVESTMENT ADVISERS, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Edmond, OK
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118081
- AdvisorCensus page: https://advisorcensus.com/firm/womack-investment-advisers-inc-edmond-ok-118081

## Quick answers

**How is Womack Investment Advisers, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Womack Investment Advisers, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Womack Investment Advisers, Inc located?**
Womack Investment Advisers, Inc's principal office is in Edmond, OK, according to its Form ADV.

**Is Womack Investment Advisers, Inc registered with the SEC or a state?**
Womack Investment Advisers, Inc is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 118081.

**How much does Womack Investment Advisers, Inc manage?**
Womack Investment Advisers, Inc reports $95,300,697 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (85% discretionary).

**What types of clients does Womack Investment Advisers, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (144); high net worth individuals (27).

**Does Womack Investment Advisers, Inc report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118081

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $95,300,697
- Discretionary: $81,278,066
- Non-discretionary: $14,022,631

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 144 | $39,575,041 |
| High net worth individuals | 27 | $49,850,776 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,478,067 |
| Charitable organizations | Fewer than 5 | $2,396,813 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, IN, OK, TX
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118081

### Websites listed on Form ADV (Item 1.I)
- [womackadvisers.com](https://womackadvisers.com)
- [womackinvestmentadvisers.blogspot.com](https://womackinvestmentadvisers.blogspot.com)
- Facebook @WOMACKADVISERS
- LinkedIn @WOMACK-INVESTMENT-ADVISERS
- X @WOMACKADVISERS

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Womack Investment Advisers, Inc (CRD 118081): Form ADV filing data as of October 2026.