# Woloshin Investment Management, LLC

> Woloshin Investment Management, LLC is an SEC-registered investment advisory firm in Medford, NJ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 132346
- Filed as: WOLOSHIN INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Medford, NJ
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/132346
- AdvisorCensus page: https://advisorcensus.com/firm/woloshin-investment-management-llc-medford-nj-132346

## Quick answers

**How is Woloshin Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Woloshin Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Woloshin Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: $500 to $25,000 (financial planning and consulting services under a stand-alone or wealth…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Woloshin Investment Management, LLC located?**
Woloshin Investment Management, LLC's principal office is in Medford, NJ, according to its Form ADV.

**Is Woloshin Investment Management, LLC registered with the SEC or a state?**
Woloshin Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 132346.

**How much does Woloshin Investment Management, LLC manage?**
Woloshin Investment Management, LLC reports $180,395,979 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (97% discretionary).

**How have Woloshin Investment Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Woloshin Investment Management, LLC: Regulatory assets under management: $116,458,400 in the October 2022 data and $180,395,979 in the October 2026 data, up 55%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Woloshin Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (361); other (49).

**Which custodians does Woloshin Investment Management, LLC use?**
Woloshin Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Woloshin Investment Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132346

**Does Woloshin Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "WIM requires a minimum investment for a new client household (i.e., a client’s aggregate accounts under management) in the amount of $200,000 for private asset management services. These minimums may be waived or reduced at WIM’s discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Account minimum: $200,000 (the brochure says it may be waived or negotiated)

> WIM requires a minimum investment for a new client household (i.e., a client’s aggregate accounts under management) in the amount of $200,000 for private asset management services. These minimums may be waived or reduced at WIM’s discretion.

- Flat fee: $500 to $25,000 (financial planning and consulting services under a stand-alone or wealth…)

> These fees are negotiable, but generally range from $500 to $25,000 on a fixed fee basis or up to 2% of net worth of assets, depending upon the scope and complexity of the services

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $180,395,979
- Discretionary: $175,044,506
- Non-discretionary: $5,351,473

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 361 | $156,023,490 |
| High net worth individuals | Fewer than 5 | $19,021,016 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 49 | $5,351,473 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, CA, DE, FL, GA, MA, MD, NJ, PA, TX, VA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132346

### Websites listed on Form ADV (Item 1.I)
- [michaelwoloshin.com](https://michaelwoloshin.com)
- [woloshinllc.com](https://woloshinllc.com)
- Facebook @MICHAEL.WOLOSHIN.9
- Facebook @WOLOSHININVESTMENTMANAGEMENT
- LinkedIn @3971001
- LinkedIn @KATIE-WOLOSHIN-8B1A6716
- LinkedIn @MICHAEL-WOLOSHIN-ABA5891A
- LinkedIn @SUZYEGAN
- X @MWOLOSHININVEST

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $116,458,400 | 3 | July 14, 2022 |
| October 2023 | $109,387,500 | 3 | September 23, 2023 |
| October 2024 | $130,023,294 | 3 | June 6, 2024 |
| October 2025 | $165,499,600 | 3 | March 26, 2025 |
| October 2026 | $180,395,979 | 3 | March 17, 2026 |

Regulatory assets under management: $116,458,400 in the October 2022 data and $180,395,979 in the October 2026 data, up 55%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Woloshin Investment Management, LLC (CRD 132346): Form ADV filing data as of October 2026.