{
  "crd_number": 132346,
  "slug": "woloshin-investment-management-llc-medford-nj-132346",
  "primary_business_name": "WOLOSHIN INVESTMENT MANAGEMENT, LLC",
  "legal_name": "WOLOSHIN INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Medford",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-07-07",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 180395979.0,
  "raum_discretionary": 175044506.0,
  "raum_non_discretionary": 5351473.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 5351473.0,
      "count": 49,
      "description": "401K PLANS"
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 156023490.0,
      "count": 361
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 19021016.0,
      "count": 0,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AL",
    "CA",
    "DE",
    "FL",
    "GA",
    "MA",
    "MD",
    "NJ",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/MICHAEL.WOLOSHIN.9",
    "https://facebook.com/WOLOSHININVESTMENTMANAGEMENT",
    "https://linkedin.com/COMPANY/3971001",
    "https://linkedin.com/IN/KATIE-WOLOSHIN-8B1A6716",
    "https://linkedin.com/IN/MICHAEL-WOLOSHIN-ABA5891A",
    "https://linkedin.com/IN/SUZYEGAN",
    "https://michaelwoloshin.com",
    "https://twitter.com/MWOLOSHININVEST?LANG=EN",
    "https://woloshinllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132346",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "MEDFORD",
  "url": "https://advisorcensus.com/firm/woloshin-investment-management-llc-medford-nj-132346",
  "display_name": "Woloshin Investment Management, LLC",
  "summary": "Woloshin Investment Management, LLC is an SEC-registered investment advisory firm in Medford, NJ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Woloshin Investment Management, LLC (CRD 132346): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Woloshin Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Woloshin Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Woloshin Investment Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: $500 to $25,000 (financial planning and consulting services under a stand-alone or wealth…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Woloshin Investment Management, LLC located?",
      "a": "Woloshin Investment Management, LLC's principal office is in Medford, NJ, according to its Form ADV."
    },
    {
      "q": "Is Woloshin Investment Management, LLC registered with the SEC or a state?",
      "a": "Woloshin Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 132346."
    },
    {
      "q": "How much does Woloshin Investment Management, LLC manage?",
      "a": "Woloshin Investment Management, LLC reports $180,395,979 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (97% discretionary)."
    },
    {
      "q": "How have Woloshin Investment Management, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Woloshin Investment Management, LLC: Regulatory assets under management: $116,458,400 in the October 2022 data and $180,395,979 in the October 2026 data, up 55%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Woloshin Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (361); other (49)."
    },
    {
      "q": "Which custodians does Woloshin Investment Management, LLC use?",
      "a": "Woloshin Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Woloshin Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132346"
    },
    {
      "q": "Does Woloshin Investment Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 says: \"WIM requires a minimum investment for a new client household (i.e., a client’s aggregate accounts under management) in the amount of $200,000 for private asset management services. These minimums may be waived or reduced at WIM’s discretion.\""
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 116458400.0,
      "total_employees": 3,
      "filing_date": "2022-07-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 109387500.0,
      "total_employees": 3,
      "filing_date": "2023-09-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 130023294.0,
      "total_employees": 3,
      "filing_date": "2024-06-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 165499600.0,
      "total_employees": 3,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 180395979.0,
      "total_employees": 3,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$200,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $25,000 (financial planning and consulting services under a stand-alone or wealth…)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $200,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "WIM requires a minimum investment for a new client household (i.e., a client’s aggregate accounts under management) in the amount of $200,000 for private asset management services. These minimums may be waived or reduced at WIM’s discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $25,000 (financial planning and consulting services under a stand-alone or wealth…)"
        ],
        "quotes": [
          "These fees are negotiable, but generally range from $500 to $25,000 on a fixed fee basis or up to 2% of net worth of assets, depending upon the scope and complexity of the services"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 200000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "financial planning and consulting services under a stand-alone or wealth management engagement"
        }
      ]
    },
    "quotes": [
      "WIM requires a minimum investment for a new client household (i.e., a client’s aggregate accounts under management) in the amount of $200,000 for private asset management services. These minimums may be waived or reduced at WIM’s discretion.",
      "These fees are negotiable, but generally range from $500 to $25,000 on a fixed fee basis or up to 2% of net worth of assets, depending upon the scope and complexity of the services"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/woloshin-investment-management-llc-medford-nj-132346.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 361,
      "fewer_than_5": false,
      "raum": 156023490.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": true,
      "raum": 19021016.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 49,
      "fewer_than_5": false,
      "raum": 5351473.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132346",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}