# Wolff Financial

> Wolff Financial is a state-registered investment advisory firm in Greenville, SC, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 12, 2026.

- CRD: 314116
- Filed as: WOLFF FINANCIAL
- Legal name: Wolff Financial Planning, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Greenville, SC
- Filing period: October 2026
- Form ADV filing dated: June 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/314116
- AdvisorCensus page: https://advisorcensus.com/firm/wolff-financial-greenville-sc-314116

## Quick answers

**How is Wolff Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Wolff Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Wolff Financial located?**
Wolff Financial's principal office is in Greenville, SC, according to its Form ADV.

**Is Wolff Financial registered with the SEC or a state?**
Wolff Financial is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 314116.

**How much does Wolff Financial manage?**
Wolff Financial reports $11,540,670 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (100% discretionary).

**What types of clients does Wolff Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (4).

**Does Wolff Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314116

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,540,670
- Discretionary: $11,540,670
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $4,837,600 |
| High net worth individuals | 4 | $6,703,070 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wolff-finance.com
- Facebook @wolff.financialplanning
- Instagram @wolffmoney
- LinkedIn @wolff-financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wolff Financial (CRD 314116): Form ADV filing data as of October 2026.