# Wolfe Research Advisors, LLC

> Wolfe Research Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 326717
- Filed as: WOLFE RESEARCH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326717
- AdvisorCensus page: https://advisorcensus.com/firm/wolfe-research-advisors-llc-new-york-ny-326717

## Quick answers

**How is Wolfe Research Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wolfe Research Advisors, LLC reports these compensation arrangements: subscription fees (for a newsletter or periodical); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wolfe Research Advisors, LLC located?**
Wolfe Research Advisors, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Wolfe Research Advisors, LLC registered with the SEC or a state?**
Wolfe Research Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326717.

**How have Wolfe Research Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for Wolfe Research Advisors, LLC: Total employees: 106 in October 2023 and 209 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wolfe Research Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (6); investment companies (1); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Wolfe Research Advisors, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326717

**What changed in Wolfe Research Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 120 to 143. No longer lists an office in Cottleville, MO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |
| State or municipal government entities (including government pension plans) | 6 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Pension consulting services
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 209 total, 143 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326717

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Boston, MA
- San Francisco, CA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 106 | June 29, 2023 |
| October 2024 | Not reported | 150 | June 3, 2024 |
| October 2025 | $25,000,000 | 154 | April 17, 2025 |
| October 2026 | Not reported | 209 | March 31, 2026 |

Total employees: 106 in October 2023 and 209 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 120 to 143.
- No longer lists an office in Cottleville, MO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wolfe Research Advisors, LLC (CRD 326717): Form ADV filing data as of October 2026.