# Wolf River Capital Management, LLC

> Wolf River Capital Management, LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 149038
- Filed as: WOLF RIVER CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149038
- AdvisorCensus page: https://advisorcensus.com/firm/wolf-river-capital-management-llc-memphis-tn-149038

## Quick answers

**How is Wolf River Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wolf River Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wolf River Capital Management, LLC located?**
Wolf River Capital Management, LLC's principal office is in Memphis, TN, according to its Form ADV.

**Is Wolf River Capital Management, LLC registered with the SEC or a state?**
Wolf River Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149038.

**How much does Wolf River Capital Management, LLC manage?**
Wolf River Capital Management, LLC reports $328,657,040 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Wolf River Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Wolf River Capital Management, LLC: Regulatory assets under management: $268,564,653 in the October 2021 data and $328,657,040 in the October 2026 data, up 22%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wolf River Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (24); charitable organizations (2); corporations or other businesses not listed above (1).

**Which custodians does Wolf River Capital Management, LLC use?**
Wolf River Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Wolf River Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149038

**What changed in Wolf River Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $291,421,514 to $328,657,040 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $328,657,040
- Discretionary: $328,657,040
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 24 | $317,851,714 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $10,805,126 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $200 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (17 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wolfrivercap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $268,564,653 | 8 | March 30, 2021 |
| October 2022 | $286,627,471 | 8 | March 30, 2022 |
| October 2023 | $286,658,830 | 8 | March 28, 2023 |
| October 2024 | $266,073,405 | 8 | March 26, 2024 |
| October 2025 | $291,421,514 | 8 | March 25, 2025 |
| October 2026 | $328,657,040 | 8 | March 31, 2026 |

Regulatory assets under management: $268,564,653 in the October 2021 data and $328,657,040 in the October 2026 data, up 22%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $291,421,514 to $328,657,040 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wolf River Capital Management, LLC (CRD 149038): Form ADV filing data as of October 2026.