# Wold Financial Group

> Wold Financial Group is an SEC-registered investment advisory firm in Mendota Heights, MN, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 316409
- Filed as: WOLD FINANCIAL GROUP
- Legal name: Wold Financial Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mendota Heights, MN
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316409
- AdvisorCensus page: https://advisorcensus.com/firm/wold-financial-group-mendota-heights-mn-316409

## Quick answers

**How is Wold Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Wold Financial Group reports these compensation arrangements: a percentage of assets under its management.

**How much does Wold Financial Group charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wold Financial Group located?**
Wold Financial Group's principal office is in Mendota Heights, MN, according to its Form ADV.

**Is Wold Financial Group registered with the SEC or a state?**
Wold Financial Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316409.

**How much does Wold Financial Group manage?**
Wold Financial Group reports $182,458,656 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Wold Financial Group's assets and staff changed since 2021?**
In the Form ADV data for Wold Financial Group: Regulatory assets under management: $0 in the October 2021 data and $182,458,656 in the October 2026 data. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wold Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (41); high net worth individuals (31).

**Which custodians does Wold Financial Group use?**
Wold Financial Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Wold Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316409

**Does Wold Financial Group state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by Wold Financial Group."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it)

> The annual fee for asset management services will range between 0.50% and 1.25%.

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by Wold Financial Group.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc. (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $182,458,656
- Discretionary: $182,458,656
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 41 | $20,718,107 |
| High net worth individuals | 31 | $161,740,549 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, IN, MI, MN, NC, NE, NM, NV, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- woldgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 3 | August 20, 2021 |
| October 2022 | $180,202,292 | 3 | September 19, 2022 |
| October 2023 | $164,161,150 | 3 | March 6, 2023 |
| October 2024 | $165,734,292 | 3 | March 7, 2024 |
| October 2025 | $172,468,251 | 3 | March 18, 2025 |
| October 2026 | $182,458,656 | 3 | March 17, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $182,458,656 in the October 2026 data.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wold Financial Group (CRD 316409): Form ADV filing data as of October 2026.