{
  "crd_number": 125765,
  "slug": "wmgna-farmington-ct-125765",
  "primary_business_name": "WMGNA",
  "legal_name": "WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC",
  "dbas": [
    "WMGNA"
  ],
  "city": "Farmington",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-06-17",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-06",
  "carried_forward": false,
  "raum_total": 346446708.0,
  "raum_discretionary": 306284916.0,
  "raum_non_discretionary": 40161792.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 103934012.0,
      "count": 228
    },
    "high_net_worth_individuals": {
      "raum": 242512696.0,
      "count": 98
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CT",
    "FL",
    "GA",
    "MA",
    "NC",
    "NH",
    "NY",
    "SC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/WMGNA",
    "https://linkedin.com/COMPANY/WMGNA",
    "https://twitter.com/WMGNA?LANG=EN",
    "https://wmgna.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125765",
  "disclosure_items": [
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": "FARMINGTON",
  "url": "https://advisorcensus.com/firm/wmgna-farmington-ct-125765",
  "display_name": "Wmgna",
  "summary": "Wmgna is an SEC-registered investment advisory firm in Farmington, CT, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.",
  "citation": "AdvisorCensus. Wmgna (CRD 125765): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Wmgna compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wmgna reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Wmgna located?",
      "a": "Wmgna's principal office is in Farmington, CT, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Wmgna registered with the SEC or a state?",
      "a": "Wmgna is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 125765."
    },
    {
      "q": "How much does Wmgna manage?",
      "a": "Wmgna reports $346,446,708 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (88% discretionary)."
    },
    {
      "q": "How have Wmgna's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Wmgna: Regulatory assets under management: $191,405,726 in the October 2024 data and $346,446,708 in the October 2026 data, up 81%. Total employees: 9 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wmgna serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (228); high net worth individuals (98)."
    },
    {
      "q": "Which custodians does Wmgna use?",
      "a": "Wmgna's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wmgna report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125765"
    },
    {
      "q": "What changed in Wmgna's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Employees performing advisory functions went from 3 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 191405726.0,
      "total_employees": 9,
      "filing_date": "2024-08-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 217090556.0,
      "total_employees": 9,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 346446708.0,
      "total_employees": 9,
      "filing_date": "2026-04-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $217,090,556 to $346,446,708 (+60%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wmgna-farmington-ct-125765.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 228,
      "fewer_than_5": false,
      "raum": 103934012.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 98,
      "fewer_than_5": false,
      "raum": 242512696.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125765",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}