# WMG Financial Advisors, LLC > WMG Financial Advisors, LLC is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026. - CRD: 285824 - Filed as: WMG FINANCIAL ADVISORS, LLC - Also doing business as: KAIZEN RETIREMENT PLAN CONSULTANTS, LLC, LEGACY WEALTH MANAGEMENT - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Knoxville, TN - Filing period: October 2026 - Form ADV filing dated: September 16, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285824 - AdvisorCensus page: https://advisorcensus.com/firm/wmg-financial-advisors-llc-knoxville-tn-285824 ## Quick answers **How is WMG Financial Advisors, LLC compensated?** On its Form ADV (Item 5.E, October 2026), WMG Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **How much does WMG Financial Advisors, LLC charge?** Its Form ADV Part 2A brochure dated May 19, 2026 states: Flat fee: $1,500 to $10,000 (creating client financial plans); Hourly rate: $100 to $1,000 an hour (creating client financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is WMG Financial Advisors, LLC located?** WMG Financial Advisors, LLC's principal office is in Knoxville, TN, according to its Form ADV; the September 2025 filing also lists 3 other offices (Schedule D, Section 1.F). **Is WMG Financial Advisors, LLC registered with the SEC or a state?** WMG Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 285824. **How much does WMG Financial Advisors, LLC manage?** WMG Financial Advisors, LLC reports $693,797,657 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (70% discretionary). **How have WMG Financial Advisors, LLC's assets and staff changed since 2021?** In the Form ADV data for WMG Financial Advisors, LLC: Regulatory assets under management: $343,379,559 in the October 2021 data and $693,797,657 in the October 2026 data, up 102%. Total employees: 20 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does WMG Financial Advisors, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,485); high net worth individuals (104); pension and profit sharing plans (but not the plan participants or government pension plans) (61). **Which custodians does WMG Financial Advisors, LLC use?** WMG Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does WMG Financial Advisors, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285824 **Does WMG Financial Advisors, LLC state an account minimum?** Its Form ADV Part 2A brochure dated May 19, 2026 says: "There is no account minimum" **What changed in WMG Financial Advisors, LLC's recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $614,890,081 to $693,797,657 (+13%). Employees performing advisory functions went from 11 to 12. No longer lists the business name Davis Wealth Partners. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated May 19, 2026) - Account minimum: None > There is no account minimum - Flat fee: $1,500 to $10,000 (creating client financial plans) > The negotiated fixed rate for creating client financial plans is between $1,500 and $10,000. - Hourly rate: $100 to $1,000 an hour (creating client financial plans) > The negotiated hourly rate for creating client financial plans is between $100 and $1,000 per hour. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $693,797,657 - Discretionary: $488,028,366 - Non-discretionary: $205,769,291 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 1,485 | $90,826,691 | | High net worth individuals | 104 | $363,283,230 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 3 | $19,094,235 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 61 | $220,331,168 | | Charitable organizations | 2 | $262,333 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for pooled investment vehicles (other than investment companies) - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services - Selection of other advisers (including private fund managers) - Other ### Firm details - Registered since: 2019 (7 years) - Employees: 18 total, 12 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: AL, FL, GA, KY, LA, MS, NC, TN, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the September 2025 filing - Brandon, MS - Chattanooga, TN - Morristown, TN ### Websites listed on Form ADV (Item 1.I) - markashfordadvisor.com - wmgfa.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $343,379,559 | 20 | September 27, 2021 | | October 2022 | $461,233,328 | 20 | August 12, 2022 | | October 2023 | $464,434,150 | 18 | August 24, 2023 | | October 2024 | $523,117,001 | 18 | July 24, 2024 | | October 2025 | $614,890,081 | 17 | April 25, 2025 | | October 2026 | $693,797,657 | 18 | September 16, 2026 | Regulatory assets under management: $343,379,559 in the October 2021 data and $693,797,657 in the October 2026 data, up 102%. Total employees: 20 in October 2021 and 18 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $614,890,081 to $693,797,657 (+13%). - Employees performing advisory functions went from 11 to 12. - No longer lists the business name Davis Wealth Partners. ### February 2026 - Employees performing advisory functions went from 10 to 11. ### December 2025 - Employees performing advisory functions went from 11 to 10. ### November 2025 - No longer lists an office in Brandon, MS. - No longer lists an office in Chattanooga, TN. - No longer lists an office in Morristown, TN. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. WMG Financial Advisors, LLC (CRD 285824): Form ADV filing data as of October 2026.