# WLTH Capital Management, LLC

> WLTH Capital Management, LLC is an SEC-registered investment advisory firm in Chandler, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 335594
- Filed as: WLTH CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chandler, AZ
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335594
- AdvisorCensus page: https://advisorcensus.com/firm/wlth-capital-management-llc-chandler-az-335594

## Quick answers

**How is WLTH Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), WLTH Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does WLTH Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 10, 2026 states: Flat fee: up to $10,000 (standalone financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is WLTH Capital Management, LLC located?**
WLTH Capital Management, LLC's principal office is in Chandler, AZ, according to its Form ADV.

**Is WLTH Capital Management, LLC registered with the SEC or a state?**
WLTH Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335594.

**How much does WLTH Capital Management, LLC manage?**
WLTH Capital Management, LLC reports $229,766,959 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**How have WLTH Capital Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for WLTH Capital Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $229,766,959 in the October 2026 data. Total employees: 2 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does WLTH Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (56); individuals (other than high net worth individuals) (25).

**Which custodians does WLTH Capital Management, LLC use?**
WLTH Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does WLTH Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335594

**What changed in WLTH Capital Management, LLC's recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 10, 2026)

- Flat fee: up to $10,000 (standalone financial planning services)

> WLTH Capital offers standalone financial planning services for a fixed engagement fee ranging up to $10,000 per engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $229,766,959
- Discretionary: $229,766,959
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $11,302,892 |
| High net worth individuals | 56 | $216,608,676 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,072,737 |
| Corporations or other businesses not listed above | Fewer than 5 | $782,654 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wlthcapitalmanagement.com
- LinkedIn @wlth-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | May 28, 2025 |
| October 2026 | $229,766,959 | 6 | September 30, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $229,766,959 in the October 2026 data.
Total employees: 2 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 2 to 3.

### April 2026
- Regulatory assets under management went from $168,877,064 to $229,766,959 (+36%).

### December 2025
- Regulatory assets under management went from $0 to $168,877,064.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. WLTH Capital Management, LLC (CRD 335594): Form ADV filing data as of October 2026.