# Witt Lake Asset Management LLC

> Witt Lake Asset Management LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 335523
- Filed as: WITT LAKE ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335523
- AdvisorCensus page: https://advisorcensus.com/firm/witt-lake-asset-management-llc-stamford-ct-335523

## Quick answers

**How is Witt Lake Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Witt Lake Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Witt Lake Asset Management LLC located?**
Witt Lake Asset Management LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Witt Lake Asset Management LLC registered with the SEC or a state?**
Witt Lake Asset Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335523.

**How much does Witt Lake Asset Management LLC manage?**
Witt Lake Asset Management LLC reports $1,120,391,927 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (0% discretionary).

**How have Witt Lake Asset Management LLC's assets and staff changed since 2025?**
In the Form ADV data for Witt Lake Asset Management LLC: Regulatory assets under management: $1,114,364,950 in the October 2025 data and $1,120,391,927 in the October 2026 data, up 1%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Witt Lake Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (5).

**Does Witt Lake Asset Management LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335523

**What changed in Witt Lake Asset Management LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,120,391,927
- Discretionary: $0
- Non-discretionary: $1,120,391,927

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $1,120,391,927 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335523

### Websites listed on Form ADV (Item 1.I)
- wittlakeam.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $1,114,364,950 | 2 | June 12, 2025 |
| October 2026 | $1,120,391,927 | 2 | June 2, 2026 |

Regulatory assets under management: $1,114,364,950 in the October 2025 data and $1,120,391,927 in the October 2026 data, up 1%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Witt Lake Asset Management LLC (CRD 335523): Form ADV filing data as of October 2026.