# Wismar Financial

> Wismar Financial is a state-registered investment advisory firm in Carlsbad, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 337662
- Filed as: WISMAR FINANCIAL
- Legal name: Baker and Baker Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337662
- AdvisorCensus page: https://advisorcensus.com/firm/wismar-financial-carlsbad-ca-337662

## Quick answers

**How is Wismar Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Wismar Financial reports these compensation arrangements: a percentage of assets under its management.

**Where is Wismar Financial located?**
Wismar Financial's principal office is in Carlsbad, CA, according to its Form ADV.

**Is Wismar Financial registered with the SEC or a state?**
Wismar Financial is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337662.

**How much does Wismar Financial manage?**
Wismar Financial reports $5,509,427 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (83% discretionary).

**What types of clients does Wismar Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17).

**Does Wismar Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337662

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,509,427
- Discretionary: $4,572,348
- Non-discretionary: $937,079

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $5,509,427 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, ID
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wismarfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wismar Financial (CRD 337662): Form ADV filing data as of October 2026.