{ "crd_number": 139684, "slug": "wisdomtree-asset-management-inc-new-york-ny-139684", "primary_business_name": "WISDOMTREE ASSET MANAGEMENT, INC.", "legal_name": "WISDOMTREE ASSET MANAGEMENT, INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-05-03", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 88381199595.0, "raum_discretionary": 88381199595.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 175, "advisory_employees": 28, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "investment_companies": { "raum": 88381199595.0, "count": 1 }, "other_investment_advisers": { "raum": null, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [], "websites": [ "https://facebook.com/WisdomTreeInvestments", "https://instagram.com/wisdomtreeinvestments", "https://linkedin.com/company/wisdomtree-asset-management", "https://wisdomtree.com/INVESTMENTS", "https://wisdomtree.com/investments/blog", "https://x.com/WisdomTreeFunds", "https://youtube.com/@WisdomTreeInvestments" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139684", "disclosure_items": [ { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/wisdomtree-asset-management-inc-new-york-ny-139684", "display_name": "Wisdomtree Asset Management, Inc.", "summary": "Wisdomtree Asset Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Wisdomtree Asset Management, Inc. (CRD 139684): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Wisdomtree Asset Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wisdomtree Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Wisdomtree Asset Management, Inc. located?", "a": "Wisdomtree Asset Management, Inc.'s principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Wisdomtree Asset Management, Inc. registered with the SEC or a state?", "a": "Wisdomtree Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139684." }, { "q": "How much does Wisdomtree Asset Management, Inc. manage?", "a": "Wisdomtree Asset Management, Inc. reports $88,381,199,595 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Wisdomtree Asset Management, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Wisdomtree Asset Management, Inc.: Regulatory assets under management: $38,517,000,000 in the October 2021 data and $88,381,199,595 in the October 2026 data, up 129%. Total employees: 150 in October 2021 and 175 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Wisdomtree Asset Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1); other investment advisers (1)." }, { "q": "Does Wisdomtree Asset Management, Inc. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139684" }, { "q": "What changed in Wisdomtree Asset Management, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 22 to 28." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 38517000000.0, "total_employees": 150, "filing_date": "2021-06-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 48209553831.0, "total_employees": 150, "filing_date": "2022-05-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 55972709618.0, "total_employees": 150, "filing_date": "2023-04-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 73120934311.0, "total_employees": 155, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 81659679269.0, "total_employees": 163, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 88381199595.0, "total_employees": 175, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 22 to 28." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wisdomtree-asset-management-inc-new-york-ny-139684.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 88381199595.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": true, "raum": null } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139684", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }