# Winthrop Partners - EPA, LLC

> Winthrop Partners - EPA, LLC is an SEC-registered investment advisory firm in Orchard, NY, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 282098
- Filed as: WINTHROP PARTNERS - EPA, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Orchard, NY
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282098
- AdvisorCensus page: https://advisorcensus.com/firm/winthrop-partners-epa-llc-orchard-ny-282098

## Quick answers

**How is Winthrop Partners - EPA, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Winthrop Partners - EPA, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Winthrop Partners - EPA, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 22, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Winthrop Partners - EPA, LLC located?**
Winthrop Partners - EPA, LLC's principal office is in Orchard, NY, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Winthrop Partners - EPA, LLC registered with the SEC or a state?**
Winthrop Partners - EPA, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282098.

**How much does Winthrop Partners - EPA, LLC manage?**
Winthrop Partners - EPA, LLC reports $82,155,830 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**How have Winthrop Partners - EPA, LLC's assets and staff changed since 2021?**
In the Form ADV data for Winthrop Partners - EPA, LLC: Regulatory assets under management: $23,917,958 in the October 2021 data and $82,155,830 in the October 2026 data, up 243%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Winthrop Partners - EPA, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (17); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Winthrop Partners - EPA, LLC use?**
Winthrop Partners - EPA, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Winthrop Partners - EPA, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282098

**Does Winthrop Partners - EPA, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 22, 2026 says: "Winthrop does not impose a strict minimum account size."

**What changed in Winthrop Partners - EPA, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $59,785,081 to $82,155,830 (+37%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 22, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> The firm’s fee may be negotiated but is typically up to 1.5% of the assets we manage on your behalf.

- Account minimum: None

> Winthrop does not impose a strict minimum account size.

- Minimum annual fee: $2,500

> In addition, Winthrop does have a minimum advisory fee of $2,500. This minimum fee may be negotiated or waived at the sole discretion of the Firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $82,155,830
- Discretionary: $82,155,830
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 155 | $33,255,540 |
| High net worth individuals | 17 | $45,585,778 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,314,512 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (10 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Doylestown, PA
- Pittsburgh, PA

### Websites listed on Form ADV (Item 1.I)
- winthroppartners.com
- Facebook @WINTHROPPARTNERSWNY
- LinkedIn @18298050

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $23,917,958 | 5 | March 31, 2021 |
| October 2022 | $33,562,735 | 4 | May 12, 2022 |
| October 2023 | $32,929,029 | 3 | March 31, 2023 |
| October 2024 | $42,207,097 | 4 | March 29, 2024 |
| October 2025 | $59,785,081 | 4 | March 27, 2025 |
| October 2026 | $82,155,830 | 5 | July 22, 2026 |

Regulatory assets under management: $23,917,958 in the October 2021 data and $82,155,830 in the October 2026 data, up 243%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $59,785,081 to $82,155,830 (+37%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Winthrop Partners - EPA, LLC (CRD 282098): Form ADV filing data as of October 2026.