# Winston & Company, Inc.

> Winston & Company, Inc. is a state-registered investment advisory firm, registered since 1996, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 141514
- Filed as: WINSTON & COMPANY, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141514
- AdvisorCensus page: https://advisorcensus.com/firm/winston-and-company-inc-141514

## Quick answers

**How is Winston & Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Winston & Company, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Winston & Company, Inc. registered with the SEC or a state?**
Winston & Company, Inc. is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 141514.

**How much does Winston & Company, Inc. manage?**
Winston & Company, Inc. reports $42,661,996 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**What types of clients does Winston & Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (11).

**Does Winston & Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141514

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $42,661,996
- Discretionary: $42,661,996
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $5,288,430 |
| High net worth individuals | 11 | $37,373,566 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- winstonco.us
- LinkedIn @chip-winston-09848b8b

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Winston & Company, Inc. (CRD 141514): Form ADV filing data as of October 2026.