# Winning Points Advisors, L.L.C.

> Winning Points Advisors, L.L.C. is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 118077
- Filed as: WINNING POINTS ADVISORS, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118077
- AdvisorCensus page: https://advisorcensus.com/firm/winning-points-advisors-l-l-c-boca-raton-fl-118077

## Quick answers

**How is Winning Points Advisors, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Winning Points Advisors, L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Winning Points Advisors, L.L.C. located?**
Winning Points Advisors, L.L.C.'s principal office is in Boca Raton, FL, according to its Form ADV.

**Is Winning Points Advisors, L.L.C. registered with the SEC or a state?**
Winning Points Advisors, L.L.C. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 118077.

**How much does Winning Points Advisors, L.L.C. manage?**
Winning Points Advisors, L.L.C. reports $173,114,072 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Winning Points Advisors, L.L.C.'s assets and staff changed since 2021?**
In the Form ADV data for Winning Points Advisors, L.L.C.: Regulatory assets under management: $232,233,164 in the October 2021 data and $173,114,072 in the October 2026 data, down 25%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Winning Points Advisors, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (183); high net worth individuals (25); investment companies (1).

**Which custodians does Winning Points Advisors, L.L.C. use?**
Winning Points Advisors, L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Winning Points Advisors, L.L.C. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118077

**Does Winning Points Advisors, L.L.C. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "WPA does not require a minimum account size to establish or maintain an advisory account; however, we reserve the right to terminate accounts we believe are too small to be effectively managed."

**What changed in Winning Points Advisors, L.L.C.'s recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(1)(c)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> WPA does not require a minimum account size to establish or maintain an advisory account; however, we reserve the right to terminate accounts we believe are too small to be effectively managed.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $173,114,072
- Discretionary: $173,114,072
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 183 | $22,347,528 |
| High net worth individuals | 25 | $126,578,998 |
| Investment companies | 1 | $24,187,546 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, OH, SC, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118077

### Websites listed on Form ADV (Item 1.I)
- thewinningpoints.com
- Facebook @CSSTOLL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $232,233,164 | 2 | April 14, 2021 |
| October 2022 | $251,896,182 | 2 | April 22, 2022 |
| October 2023 | $131,704,551 | 2 | July 11, 2023 |
| October 2024 | $157,959,477 | 2 | March 21, 2024 |
| October 2025 | $176,372,545 | 2 | April 1, 2025 |
| October 2026 | $173,114,072 | 2 | March 31, 2026 |

Regulatory assets under management: $232,233,164 in the October 2021 data and $173,114,072 in the October 2026 data, down 25%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(1)(c)).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Winning Points Advisors, L.L.C. (CRD 118077): Form ADV filing data as of October 2026.