{ "crd_number": 306099, "slug": "wingo-asset-management-llc-shreveport-la-306099", "primary_business_name": "WINGO ASSET MANAGEMENT, LLC", "legal_name": "WINGO ASSET MANAGEMENT, LLC", "dbas": [], "city": "Shreveport", "state": "LA", "country": "United States", "cbsa_code": "43340", "metro": { "cbsa_code": "43340", "common_name": "Shreveport", "msa_name": "Shreveport-Bossier City, LA", "path": "/advisors/la/shreveport" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-08-29", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 96463536.0, "raum_discretionary": 95970312.0, "raum_non_discretionary": 493224.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 947589.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 24670936.0, "count": 136 }, "pension_profit_sharing": { "raum": 617826.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 67698451.0, "count": 75 }, "corporations_other_businesses": { "raum": 2528734.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "AR", "LA", "TX" ], "websites": [ "https://wingowealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306099", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "SHREVEPORT", "url": "https://advisorcensus.com/firm/wingo-asset-management-llc-shreveport-la-306099", "display_name": "Wingo Asset Management, LLC", "summary": "Wingo Asset Management, LLC is a state-registered investment advisory firm in Shreveport, LA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Wingo Asset Management, LLC (CRD 306099): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Wingo Asset Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wingo Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Wingo Asset Management, LLC located?", "a": "Wingo Asset Management, LLC's principal office is in Shreveport, LA, according to its Form ADV." }, { "q": "Is Wingo Asset Management, LLC registered with the SEC or a state?", "a": "Wingo Asset Management, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 306099." }, { "q": "How much does Wingo Asset Management, LLC manage?", "a": "Wingo Asset Management, LLC reports $96,463,536 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (99% discretionary)." }, { "q": "What types of clients does Wingo Asset Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (136); high net worth individuals (75)." }, { "q": "Does Wingo Asset Management, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306099" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wingo-asset-management-llc-shreveport-la-306099.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 136, "fewer_than_5": false, "raum": 24670936.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 75, "fewer_than_5": false, "raum": 67698451.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 617826.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 947589.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 2528734.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306099", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }