# Windward Private Wealth Management Inc.

> Windward Private Wealth Management Inc. is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 113761
- Filed as: WINDWARD PRIVATE WEALTH MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113761
- AdvisorCensus page: https://advisorcensus.com/firm/windward-private-wealth-management-inc-overland-park-ks-113761

## Quick answers

**How is Windward Private Wealth Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Windward Private Wealth Management Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Windward Private Wealth Management Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $250 to $2,500 (tax preparation services for wealth management clients). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Windward Private Wealth Management Inc. located?**
Windward Private Wealth Management Inc.'s principal office is in Overland Park, KS, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Windward Private Wealth Management Inc. registered with the SEC or a state?**
Windward Private Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 113761.

**How much does Windward Private Wealth Management Inc. manage?**
Windward Private Wealth Management Inc. reports $309,587,600 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Windward Private Wealth Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Windward Private Wealth Management Inc.: Regulatory assets under management: $234,533,071 in the October 2021 data and $309,587,600 in the October 2026 data, up 32%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Windward Private Wealth Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (97); charitable organizations (9).

**Which custodians does Windward Private Wealth Management Inc. use?**
Windward Private Wealth Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Windward Private Wealth Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113761

**What changed in Windward Private Wealth Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $273,799,475 to $309,587,600 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Flat fee: $250 to $2,500 (tax preparation services for wealth management clients)

> For wealth management clients, Windward’s fees for tax preparation services are negotiable but generally range from $250 to $2,500 on a fixed fee basis , depending upon the complexity of the client’s tax situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $309,587,600
- Discretionary: $308,289,753
- Non-discretionary: $1,297,847

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $68,380,068 |
| High net worth individuals | 97 | $235,694,142 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,622,178 |
| Charitable organizations | 9 | $891,212 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, IL, KS, LA, MO, NE, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Kansas City, MO

### Websites listed on Form ADV (Item 1.I)
- [windwardfp.com](https://windwardfp.com)
- Facebook facebook.com
- LinkedIn @229478
- X @WINDWARDWM
- YouTube @windwardprivatewealthmanag2045

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $234,533,071 | 11 | August 4, 2021 |
| October 2022 | $276,475,386 | 9 | April 28, 2022 |
| October 2023 | $250,601,350 | 8 | September 27, 2023 |
| October 2024 | $247,584,326 | 8 | March 19, 2024 |
| October 2025 | $273,799,475 | 9 | June 17, 2025 |
| October 2026 | $309,587,600 | 9 | March 27, 2026 |

Regulatory assets under management: $234,533,071 in the October 2021 data and $309,587,600 in the October 2026 data, up 32%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $273,799,475 to $309,587,600 (+13%).

### December 2025
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Windward Private Wealth Management Inc. (CRD 113761): Form ADV filing data as of October 2026.