{ "crd_number": 135698, "slug": "windward-partners-l-l-c-135698", "primary_business_name": "WINDWARD PARTNERS, L.L.C.", "legal_name": "WINDWARD PARTNERS, L.L.C.", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2005-07-07", "years_registered": 21, "period": "2026-10-01", "filing_date": "2026-02-17", "carried_forward": false, "raum_total": 29810555.0, "raum_discretionary": 29810555.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 9747433.0, "count": 30 }, "high_net_worth_individuals": { "raum": 20045268.0, "count": 9 }, "corporations_other_businesses": { "raum": 17854.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "GA", "LA", "TX" ], "websites": [ "https://windwardpartnersllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135698", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(3)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" } ], "city_as_filed": null, "url": "https://advisorcensus.com/firm/windward-partners-l-l-c-135698", "display_name": "Windward Partners, L.L.C.", "summary": "Windward Partners, L.L.C. is a state-registered investment advisory firm, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.", "citation": "AdvisorCensus. Windward Partners, L.L.C. (CRD 135698): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Windward Partners, L.L.C. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Windward Partners, L.L.C. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is Windward Partners, L.L.C. registered with the SEC or a state?", "a": "Windward Partners, L.L.C. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 135698." }, { "q": "How much does Windward Partners, L.L.C. manage?", "a": "Windward Partners, L.L.C. reports $29,810,555 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary)." }, { "q": "What types of clients does Windward Partners, L.L.C. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (9)." }, { "q": "Does Windward Partners, L.L.C. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135698" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/windward-partners-l-l-c-135698.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 30, "fewer_than_5": false, "raum": 9747433.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 9, "fewer_than_5": false, "raum": 20045268.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 17854.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135698", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }