{ "crd_number": 316224, "slug": "windward-management-lp-316224", "primary_business_name": "WINDWARD MANAGEMENT LP", "legal_name": "WINDWARD MANAGEMENT LP", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-12-17", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-13", "carried_forward": false, "raum_total": 191631142.0, "raum_discretionary": 191631142.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "high_net_worth_individuals": { "raum": 6619200.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 185011942.0, "count": 4 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://windwardmg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316224", "city_as_filed": null, "url": "https://advisorcensus.com/firm/windward-management-lp-316224", "display_name": "Windward Management LP", "summary": "Windward Management LP is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.", "citation": "AdvisorCensus. Windward Management LP (CRD 316224): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Windward Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Windward Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is Windward Management LP registered with the SEC or a state?", "a": "Windward Management LP is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316224." }, { "q": "How much does Windward Management LP manage?", "a": "Windward Management LP reports $191,631,142 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (100% discretionary)." }, { "q": "How have Windward Management LP's assets and staff changed since 2022?", "a": "In the Form ADV data for Windward Management LP: Regulatory assets under management: $93,800,000 in the October 2022 data and $191,631,142 in the October 2026 data, up 104%. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Windward Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)." }, { "q": "Does Windward Management LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316224" }, { "q": "What changed in Windward Management LP's recent Form ADV filings?", "a": "In the September 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $110,546,701 to $191,631,142 (+73%). Added an office in New York, NY. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 93800000.0, "total_employees": 3, "filing_date": "2022-04-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 93938723.0, "total_employees": 2, "filing_date": "2023-07-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 96205366.0, "total_employees": 3, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 110546701.0, "total_employees": 3, "filing_date": "2025-03-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 191631142.0, "total_employees": 4, "filing_date": "2026-08-13" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Employees performing advisory functions went from 2 to 3.", "Regulatory assets under management went from $110,546,701 to $191,631,142 (+73%).", "Added an office in New York, NY.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/windward-management-lp-316224.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 6619200.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 185011942.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316224", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }