# Windsor Capital Management, LLC

> Windsor Capital Management, LLC is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 16, 2026.

- CRD: 116593
- Filed as: WINDSOR CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: January 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116593
- AdvisorCensus page: https://advisorcensus.com/firm/windsor-capital-management-llc-phoenix-az-116593

## Quick answers

**How is Windsor Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Windsor Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Windsor Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated January 16, 2026 states: Asset-based fee: 0.35% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Windsor Capital Management, LLC located?**
Windsor Capital Management, LLC's principal office is in Phoenix, AZ, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Windsor Capital Management, LLC registered with the SEC or a state?**
Windsor Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 116593.

**How much does Windsor Capital Management, LLC manage?**
Windsor Capital Management, LLC reports $703,402,834 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (100% discretionary).

**How have Windsor Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Windsor Capital Management, LLC: Regulatory assets under management: $614,680,371 in the October 2021 data and $703,402,834 in the October 2026 data, up 14%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Windsor Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (275); high net worth individuals (183); pension and profit sharing plans (but not the plan participants or government pension plans) (66).

**Which custodians does Windsor Capital Management, LLC use?**
Windsor Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Windsor Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116593

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated January 16, 2026)

- Asset-based fee: 0.35% to 1% a year (a range, as the brochure states it)

> Our annual advisory fee for traditional portfolio management services consists of a asset-based management fee, typically ranging between 0.35% and 1.00% of the value of your account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $703,402,834
- Discretionary: $703,402,834
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 275 | $249,603,011 |
| High net worth individuals | 183 | $374,404,518 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 66 | $46,054,703 |
| Charitable organizations | 6 | $8,939,459 |
| Corporations or other businesses not listed above | 13 | $24,401,143 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2005 (21 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, IA, ID, IL, MI, MN, NE, NH, NV, OK, OR, TX, UT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Oak Brook, IL

### Websites listed on Form ADV (Item 1.I)
- moneyuncomplicated.com
- moneyuncomplicated.net
- windcm.com
- windsoradvisor.com
- windsorcapitalmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $614,680,371 | 9 | September 9, 2021 |
| October 2022 | $626,371,000 | 8 | February 9, 2022 |
| October 2023 | $587,483,051 | 8 | September 26, 2023 |
| October 2024 | $619,762,668 | 8 | January 22, 2024 |
| October 2025 | $664,971,197 | 8 | April 8, 2025 |
| October 2026 | $703,402,834 | 8 | January 16, 2026 |

Regulatory assets under management: $614,680,371 in the October 2021 data and $703,402,834 in the October 2026 data, up 14%.
Total employees: 9 in October 2021 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Windsor Capital Management, LLC (CRD 116593): Form ADV filing data as of October 2026.