# Windrock Wealth Management

> Windrock Wealth Management is an SEC-registered investment advisory firm in Naperville, IL, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 166124
- Filed as: WINDROCK WEALTH MANAGEMENT
- Legal name: Windrock Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naperville, IL
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166124
- AdvisorCensus page: https://advisorcensus.com/firm/windrock-wealth-management-naperville-il-166124

## Quick answers

**How is Windrock Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Windrock Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does Windrock Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Hourly rate: $200 to $500 an hour (such projects); Hourly rate: $500 an hour (such projects). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Windrock Wealth Management located?**
Windrock Wealth Management's principal office is in Naperville, IL, according to its Form ADV.

**Is Windrock Wealth Management registered with the SEC or a state?**
Windrock Wealth Management is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 166124.

**How much does Windrock Wealth Management manage?**
Windrock Wealth Management reports $363,227,815 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Windrock Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Windrock Wealth Management: Regulatory assets under management: $214,208,103 in the October 2021 data and $363,227,815 in the October 2026 data, up 70%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Windrock Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (51); individuals (other than high net worth individuals) (32).

**Which custodians does Windrock Wealth Management use?**
Windrock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Windrock Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166124

**What changed in Windrock Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $290,562,560 to $363,227,815 (+25%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Hourly rate: $200 to $500 an hour (such projects)

> Fees for such projects are based on hourly rates, which vary from $200 to $500 in advance per hour.

- Hourly rate: $500 an hour (such projects)

> Rentmeester charges $500/hour for such projects, while an advisor with less experience and expertise may charge $200/hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $363,227,815
- Discretionary: $363,227,815
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $20,793,382 |
| High net worth individuals | 51 | $342,434,433 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2015 (10 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, IL, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- windrockwealth.com
- Facebook @WINDROCKWEALTHMANAGEMENT
- LinkedIn @2975037
- X @WINDROCKWEALTH
- YouTube @WINDROCKWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $214,208,103 | 2 | March 15, 2021 |
| October 2022 | $356,494,332 | 2 | August 5, 2022 |
| October 2023 | $342,795,865 | 3 | May 3, 2023 |
| October 2024 | $415,293,280 | 4 | March 19, 2024 |
| October 2025 | $290,562,560 | 4 | July 11, 2025 |
| October 2026 | $363,227,815 | 5 | March 17, 2026 |

Regulatory assets under management: $214,208,103 in the October 2021 data and $363,227,815 in the October 2026 data, up 70%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $290,562,560 to $363,227,815 (+25%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Windrock Wealth Management (CRD 166124): Form ADV filing data as of October 2026.