{
  "crd_number": 285653,
  "slug": "windle-wealth-oklahoma-city-ok-285653",
  "primary_business_name": "WINDLE WEALTH",
  "legal_name": "WINDLE WEALTH, LLC",
  "dbas": [],
  "city": "Oklahoma City",
  "state": "OK",
  "country": "United States",
  "cbsa_code": "36420",
  "metro": {
    "cbsa_code": "36420",
    "common_name": "Oklahoma City",
    "msa_name": "Oklahoma City, OK",
    "path": "/advisors/ok/oklahoma-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-03-04",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 251046200.0,
  "raum_discretionary": 251046200.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 288569.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 71071997.0,
      "count": 319
    },
    "high_net_worth_individuals": {
      "raum": 144262900.0,
      "count": 69
    },
    "corporations_other_businesses": {
      "raum": 35422734.0,
      "count": 11
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "CO",
    "FL",
    "KS",
    "LA",
    "MO",
    "OK",
    "TX"
  ],
  "websites": [
    "https://facebook.com/WINDLEWEALTH",
    "https://instagram.com/WINDLEWEALTH",
    "https://linkedin.com/COMPANY/WINDLEWEALTH",
    "https://threads.net/@windlewealth",
    "https://tiktok.com/@windlewealth",
    "https://windlewealth.com",
    "https://x.com/WINDLEWEALTH",
    "https://youtube.com/@windlewealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285653",
  "city_as_filed": "OKLAHOMA CITY",
  "url": "https://advisorcensus.com/firm/windle-wealth-oklahoma-city-ok-285653",
  "display_name": "Windle Wealth",
  "summary": "Windle Wealth is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Windle Wealth (CRD 285653): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Windle Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Windle Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Windle Wealth charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Windle Wealth located?",
      "a": "Windle Wealth's principal office is in Oklahoma City, OK, according to its Form ADV."
    },
    {
      "q": "Is Windle Wealth registered with the SEC or a state?",
      "a": "Windle Wealth is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 285653."
    },
    {
      "q": "How much does Windle Wealth manage?",
      "a": "Windle Wealth reports $251,046,200 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Windle Wealth's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Windle Wealth: Regulatory assets under management: $133,262,616 in the October 2022 data and $251,046,200 in the October 2026 data, up 88%. Total employees: 1 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Windle Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (319); high net worth individuals (69); corporations or other businesses not listed above (11)."
    },
    {
      "q": "Which custodians does Windle Wealth use?",
      "a": "Windle Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Windle Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285653"
    },
    {
      "q": "What changed in Windle Wealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $207,756,385 to $251,046,200 (+21%). Registered or notice-filed in CO."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 133262616.0,
      "total_employees": 1,
      "filing_date": "2022-04-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 140648523.0,
      "total_employees": 1,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 159265807.0,
      "total_employees": 2,
      "filing_date": "2024-09-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 207756385.0,
      "total_employees": 2,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 251046200.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $207,756,385 to $251,046,200 (+21%).",
        "Registered or notice-filed in CO."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "0.5% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% of assets a year"
        ],
        "quotes": [
          "The rate for pension consulting services is 0.50% of the plan assets for which Windle Wealth is providing such consulting services. These fees are negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The rate for pension consulting services is 0.50% of the plan assets for which Windle Wealth is providing such consulting services. These fees are negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Altruist Financial LLC",
      "name_as_filed": "ALTRUIST FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/windle-wealth-oklahoma-city-ok-285653.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 319,
      "fewer_than_5": false,
      "raum": 71071997.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 69,
      "fewer_than_5": false,
      "raum": 144262900.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 288569.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 11,
      "fewer_than_5": false,
      "raum": 35422734.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285653",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}